KA

Klingman & Associates Portfolio holdings

AUM $1.81B
1-Year Return 11.88%
This Quarter Return
-9.6%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$255M
AUM Growth
+$812K
Cap. Flow
+$12.6M
Cap. Flow %
4.96%
Top 10 Hldgs %
58.86%
Holding
478
New
60
Increased
53
Reduced
54
Closed
89

Top Buys

1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
$4.61M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$2.42M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$1.74M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.28M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$1.2M

Top Sells

1
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.5M
2
FCT
First Trust Senior Floating Rate Income Fund II
FCT
$1.82M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$1.27M
4
CHY
Calamos Convertible and High Income Fund
CHY
$809K
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
$700K

Sector Composition

1 Financials 3.33%
2 Energy 1.35%
3 Healthcare 1.26%
4 Technology 1.09%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FCT
26
First Trust Senior Floating Rate Income Fund II
FCT
$263M
– –
-138,362
Closed -$1.82M
DBC icon
27
Invesco DB Commodity Index Tracking Fund
DBC
$1.27B
$1.67M 0.65%
109,917
-2,809
-2% -$42.6K
RY icon
28
Royal Bank of Canada
RY
$206B
$1.46M 0.57%
26,470
– –
JPM icon
29
JPMorgan Chase
JPM
$835B
$1.37M 0.54%
22,428
-126
-0.6% -$7.68K
XOM icon
30
Exxon Mobil
XOM
$479B
$1.26M 0.49%
16,948
+1,653
+11% +$123K
VWO icon
31
Vanguard FTSE Emerging Markets ETF
VWO
$96.1B
$1.24M 0.49%
37,399
+12,846
+52% +$425K
FRA icon
32
BlackRock Floating Rate Income Strategies Fund
FRA
$470M
– –
-94,170
Closed -$1.27M
DEM icon
33
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.11B
$1.02M 0.4%
30,451
+400
+1% +$13.4K
VIG icon
34
Vanguard Dividend Appreciation ETF
VIG
$95.7B
$868K 0.34%
11,774
+56
+0.5% +$4.13K
PID icon
35
Invesco International Dividend Achievers ETF
PID
$861M
$865K 0.34%
59,871
+1,131
+2% +$16.3K
MLPX icon
36
Global X MLP & Energy Infrastructure ETF
MLPX
$2.58B
$827K 0.32%
+20,341
New +$827K
DBEF icon
37
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$7.97B
$804K 0.32%
30,850
-10,339
-25% -$269K
RWK icon
38
Invesco S&P MidCap 400 Revenue ETF
RWK
$994M
$791K 0.31%
+17,664
New +$791K
IEMG icon
39
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$777K 0.3%
19,486
+17,106
+719% +$682K
GE icon
40
GE Aerospace
GE
$299B
$746K 0.29%
6,177
-103
-2% -$12.4K
VTIP icon
41
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$725K 0.28%
15,005
+105
+0.7% +$5.07K
VB icon
42
Vanguard Small-Cap ETF
VB
$66.7B
$700K 0.27%
6,489
– –
MINT icon
43
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$693K 0.27%
6,879
– –
RWX icon
44
SPDR Dow Jones International Real Estate ETF
RWX
$301M
$691K 0.27%
17,587
+20
+0.1% +$786
SCZ icon
45
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$677K 0.27%
14,177
– –
CHY
46
Calamos Convertible and High Income Fund
CHY
$867M
– –
-60,848
Closed -$809K
BRK.B icon
47
Berkshire Hathaway Class B
BRK.B
$1.09T
$670K 0.26%
5,139
+2,689
+110% +$351K
AAPL icon
48
Apple
AAPL
$3.56T
$667K 0.26%
24,188
+11,556
+91% +$319K
JNJ icon
49
Johnson & Johnson
JNJ
$431B
$632K 0.25%
6,771
+2,485
+58% +$232K
EMD
50
Western Asset Emerging Markets Debt Fund
EMD
$598M
– –
-46,782
Closed -$700K
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