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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$329M
AUM Growth
-$2.49M
Cap. Flow
-$12.2M
Cap. Flow %
-3.71%
Top 10 Hldgs %
68.42%
Holding
378
New
4
Increased
19
Reduced
44
Closed
281

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$20.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.95M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.58M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.7M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.58M

Top Sells

Rank Stock Value
1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.3M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.77M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHAK icon
276
Shake Shack
SHAK
$2.54B
– –
-84
Closed -$3K
SHY icon
277
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-35
Closed -$3K
SHYG icon
278
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
– –
-1,488
Closed -$70K
SIRI icon
279
SiriusXM
SIRI
$11B
– –
-50
Closed -$2K
SJM icon
280
J.M. Smucker
SJM
$13.5B
– –
-68
Closed -$9K
SLB icon
281
SLB Ltd
SLB
$72.7B
– –
-477
Closed -$38K
SO icon
282
Southern Company
SO
$108B
– –
-1,242
Closed -$64K
SPH icon
283
Suburban Propane Partners
SPH
$1.21B
– –
-300
Closed -$10K
STPZ icon
284
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$507M
– –
-2,250
Closed -$119K
SU icon
285
Suncor Energy
SU
$77.7B
– –
-1,000
Closed -$28K
T icon
286
AT&T
T
$164B
– –
-2,680
Closed -$82K
TD icon
287
Toronto Dominion Bank
TD
$193B
– –
-802
Closed -$36K
TEF
288
DELISTED
Telefonica
TEF
– –
-1,005
Closed -$8K
TEL icon
289
TE Connectivity
TEL
$60B
– –
-434
Closed -$28K
TFC icon
290
Truist Financial
TFC
$63.9B
– –
-2,000
Closed -$75K
TGT icon
291
Target
TGT
$66.3B
– –
-650
Closed -$45K
TMO icon
292
Thermo Fisher Scientific
TMO
$214B
– –
-691
Closed -$110K
TMUS icon
293
T-Mobile US
TMUS
$195B
– –
-675
Closed -$32K
TOTL icon
294
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
– –
-3,800
Closed -$191K
TPR icon
295
Tapestry
TPR
$30.3B
– –
-2,970
Closed -$109K
TRGP icon
296
Targa Resources
TRGP
$56.8B
– –
-144
Closed -$7K
TRMB icon
297
Trimble
TRMB
$13.6B
– –
-370
Closed -$11K
TROW icon
298
T. Rowe Price
TROW
$25.5B
– –
-50
Closed -$3K
TWLO icon
299
Twilio
TWLO
$28.6B
– –
-57
Closed -$4K
TXN icon
300
Texas Instruments
TXN
$248B
– –
-500
Closed -$35K
10 11
12
13 14

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HFM
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EC
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G
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SCA
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BAM
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Klingman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Klingman & Associates held 378 positions worth $329M, down 0.75% from $332M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates withdrew a net $12.2M in Q4 2016, closing 281 positions and reducing 44 holdings. Its most notable exit was Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Klingman & Associates opened a new position in UBS E-TRACS Alerian MLP Infrastructure ETN worth $21.1M.

  • Klingman & Associates's largest Q4 2016 buy was UBS E-TRACS Alerian MLP Infrastructure ETN: 742,074 shares worth $21.1M.
  • Klingman & Associates added most to iShares Core S&P Mid-Cap ETF in Q4 2016, an estimated $3.95M increase.
  • Klingman & Associates's biggest Q4 2016 reduction was iShares TIPS Bond ETF, cutting an estimated $2.3M.
  • Klingman & Associates fully exited Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020 in Q4 2016, selling an estimated $15.8M.
  • Klingman & Associates's ten largest holdings make up 68% of its $329M portfolio in Q4 2016.
  • Klingman & Associates opened 4 new positions and closed 281 in Q4 2016.
  • Klingman & Associates's portfolio value fell 0.75% quarter-over-quarter to $329M.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.