KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALTO icon
276
Alto Ingredients
ALTO
$87.5M
– –
-2
Closed –
AMLP icon
277
Alerian MLP ETF
AMLP
$10.7B
– –
-500
Closed -$6K
AMT icon
278
American Tower
AMT
$95.5B
– –
-325
Closed -$37K
BDX icon
279
Becton Dickinson
BDX
$55.3B
– –
-25
Closed -$4K
BHK icon
280
BlackRock Core Bond Trust
BHK
$700M
– –
0
– –
BIV icon
281
Vanguard Intermediate-Term Bond ETF
BIV
$24.1B
– –
-2,147
Closed -$188K
BK icon
282
Bank of New York Mellon
BK
$74.5B
– –
-965
Closed -$38K
BKN icon
283
BlackRock Investment Quality Municipal Trust
BKN
$185M
– –
-2,323
Closed -$40K
BLK icon
284
Blackrock
BLK
$175B
– –
-100
Closed -$36K
BME icon
285
BlackRock Health Sciences Trust
BME
$475M
– –
-200
Closed -$7K
BMY icon
286
Bristol-Myers Squibb
BMY
$96B
– –
-1,933
Closed -$104K
BOND icon
287
PIMCO Active Bond Exchange-Traded Fund
BOND
$5.81B
– –
-230
Closed -$25K
BP icon
288
BP
BP
$90.8B
– –
-20
Closed -$1K
BSV icon
289
Vanguard Short-Term Bond ETF
BSV
$38.5B
– –
-186
Closed -$15K
BUD icon
290
AB InBev
BUD
$122B
– –
-1,187
Closed -$156K
BWX icon
291
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
$1.38B
– –
-468
Closed -$13K
CAG icon
292
Conagra Brands
CAG
$9.16B
– –
-116
Closed -$5K
CAH icon
293
Cardinal Health
CAH
$35.5B
– –
-918
Closed -$71K
CAKE icon
294
Cheesecake Factory
CAKE
$3.06B
– –
-93
Closed -$5K
CAT icon
295
Caterpillar
CAT
$196B
– –
-400
Closed -$36K
CB icon
296
Chubb
CB
$110B
– –
-389
Closed -$49K
CC icon
297
Chemours
CC
$2.31B
– –
-20
Closed –
CEF icon
298
Sprott Physical Gold and Silver Trust
CEF
$6.27B
– –
-4
Closed –
CG icon
299
Carlyle Group
CG
$23.4B
– –
-72
Closed -$1K
CHTR icon
300
Charter Communications
CHTR
$36.3B
– –
-120
Closed -$32K
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