Klingman & Associates’s State Street DoubleLine Total Return Tactical ETF TOTL Stock Holding History

Klingman & Associates’s Portfolio TOTL Stock Details TOTL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,800	Closed	-$191K	–	294
2016 Q3	$191K	Hold	3,800	–	–	0.06%	94
2016 Q2	$190K	Hold	3,800	–	–	0.06%	97
2016 Q1	$188K	Buy	3,800 +1,800	+90%	+$88.2K	0.07%	98
2015 Q4	$97K	Hold	2,000	–	–	0.04%	163
2015 Q3	$99K	Hold	2,000	–	–	0.04%	161
2015 Q2	$99K	Buy	+2,000	New	+$99.7K	0.04%	134

Other funds holding TOTL

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

CAI

Capital Advisors Inc Tulsa, Oklahoma $6.8B AUM 26.96% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

Klingman & Associates's TOTL Position: Q4 2016 in Review

Klingman & Associates sold out of State Street DoubleLine Total Return Tactical ETF (TOTL) in Q4 2016, closing a stake of 3,800 shares — an estimated $191K sold.

Klingman & Associates first reported a position in TOTL in Q2 2015 and held it in 6 quarters. The position peaked at $191K in Q3 2016. 192 funds tracked by Wall St. Rank hold TOTL as of Q4 2016.

Klingman & Associates reported no remaining State Street DoubleLine Total Return Tactical ETF position as of Q4 2016 after selling out during the quarter.
Klingman & Associates sold 3,800 State Street DoubleLine Total Return Tactical ETF shares in Q4 2016, an estimated $191K.
Klingman & Associates first reported a position in State Street DoubleLine Total Return Tactical ETF in Q2 2015 and held it in 6 quarters.
Klingman & Associates's State Street DoubleLine Total Return Tactical ETF position peaked at $191K in Q3 2016.
192 funds tracked by Wall St. Rank held State Street DoubleLine Total Return Tactical ETF as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.