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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
276
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.01B
$10K ﹤0.01%
983
– –
GILD icon
277
Gilead Sciences
GILD
$161B
$10K ﹤0.01%
+100
New +$10.2K
LBRDK icon
278
Liberty Broadband Class C
LBRDK
$4.95B
$10K ﹤0.01%
175
– –
MPC icon
279
Marathon Petroleum
MPC
$91.2B
$10K ﹤0.01%
200
– –
NTAP icon
280
NetApp
NTAP
$35.9B
$10K ﹤0.01%
290
– –
HSBC.PRA
281
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$10K ﹤0.01%
375
– –
RBS.PRS.CL
282
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$10K ﹤0.01%
400
– –
NGLS
283
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$10K ﹤0.01%
+233
New +$10.2K
BME icon
284
BlackRock Health Sciences Trust
BME
$559M
$9K ﹤0.01%
200
– –
TRMB icon
285
Trimble
TRMB
$13.3B
$9K ﹤0.01%
370
– –
CDK
286
DELISTED
CDK Global, Inc.
CDK
$9K ﹤0.01%
189
– –
ADT
287
DELISTED
ADT Corp
ADT
$9K ﹤0.01%
216
– –
BCS.PRA.CL
288
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$9K ﹤0.01%
333
– –
AMLP icon
289
Alerian MLP ETF
AMLP
$12.9B
$8K ﹤0.01%
100
– –
SJM icon
290
J.M. Smucker
SJM
$12.6B
$8K ﹤0.01%
69
– –
SMC
291
Summit Midstream
SMC
$432M
$8K ﹤0.01%
17
– –
ACG
292
DELISTED
AllianceBernstein Income Fund Inc
ACG
$8K ﹤0.01%
1,016
– –
NQI
293
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$8K ﹤0.01%
600
– –
NUO
294
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$8K ﹤0.01%
559
– –
EZU icon
295
iShare MSCI Eurozone ETF
EZU
$9.71B
$7K ﹤0.01%
185
– –
LLY icon
296
Eli Lilly
LLY
$993B
$7K ﹤0.01%
100
-200
-67% -$14.2K
MNK
297
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$7K ﹤0.01%
54
– –
AMID
298
DELISTED
American Midstream Partners, LP
AMID
$7K ﹤0.01%
400
– –
DD
299
DELISTED
Du Pont De Nemours E I
DD
$7K ﹤0.01%
105
– –
AEP icon
300
American Electric Power
AEP
$69.7B
$6K ﹤0.01%
100
– –
10 11
12
13 14

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SCA
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.