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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
251
Unilever
UL
$137B
$21K 0.01%
412
– –
ZBH icon
252
Zimmer Biomet
ZBH
$18.2B
$21K 0.01%
206
– –
BSCL
253
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$21K 0.01%
+1,000
New +$20.7K
WBC
254
DELISTED
WABCO HOLDINGS INC.
WBC
$21K 0.01%
200
– –
CLNY
255
DELISTED
Colony Capital, Inc.
CLNY
$21K 0.01%
+1,230
New +$20.7K
BSCN
256
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$21K 0.01%
+1,000
New +$20.2K
BCE icon
257
BCE
BCE
$20.2B
$20K 0.01%
444
– –
CEF icon
258
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$20K 0.01%
1,650
– –
MBB icon
259
iShares MBS ETF
MBB
$38.9B
$20K 0.01%
185
– –
NVS icon
260
Novartis
NVS
$297B
$20K 0.01%
311
– –
TY icon
261
TRI-Continental Corp
TY
$1.86B
$20K 0.01%
1,000
– –
HYT icon
262
BlackRock Corporate High Yield Fund
HYT
$1.36B
$19K 0.01%
1,911
– –
MCN
263
Madison Covered Call & Equity Strategy Fund
MCN
$117M
$19K 0.01%
2,556
– –
QRVO icon
264
Qorvo
QRVO
$7.99B
$19K 0.01%
375
– –
ASNA
265
DELISTED
Ascena Retail Group, Inc.
ASNA
$18K 0.01%
80
– –
DAL icon
266
Delta Air Lines
DAL
$57.5B
$17K 0.01%
340
– –
MMT
267
Aberdeen Multi-Market Income Fund
MMT
$237M
$17K 0.01%
3,000
– –
NFJ
268
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$17K 0.01%
1,400
– –
PSX icon
269
Phillips 66
PSX
$84.9B
$17K 0.01%
200
– –
VGK icon
270
Vanguard FTSE Europe ETF
VGK
$30.7B
$17K 0.01%
350
– –
MMP
271
DELISTED
Magellan Midstream Partners, L.P.
MMP
$17K 0.01%
240
-3,460
-94% -$226K
EPD icon
272
Enterprise Products Partners
EPD
$82.3B
$16K 0.01%
650
-9,850
-94% -$229K
IP icon
273
International Paper
IP
$21.6B
$16K 0.01%
422
– –
MDLZ icon
274
Mondelez International
MDLZ
$79.5B
$16K 0.01%
404
– –
UNP icon
275
Union Pacific
UNP
$174B
$16K 0.01%
200
– –
9 10
11
12 13

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HFM
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SCA
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BAM
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.