Klingman & Associates’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Klingman & Associates’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-4	Closed	–	–	137
2016 Q3	$0	Sell	4 -1,646	-100%	-$23.2K	﹤0.01%	370
2016 Q2	$23K	Hold	1,650	–	–	0.01%	249
2016 Q1	$20K	Hold	1,650	–	–	0.01%	258
2015 Q4	$16K	Buy	+1,650	New	+$17.5K	0.01%	281
2015 Q3	–	Sell	-1,650	Closed	-$17.9K	–	275
2015 Q2	$19K	Hold	1,650	–	–	0.01%	260
2015 Q1	$20K	Hold	1,650	–	–	0.01%	239
2014 Q4	$19K	Buy	+1,650	New	+$19.6K	0.01%	244

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5M AUM 5.91% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.53B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Klingman & Associates's CEF Position: Q4 2016 in Review

Klingman & Associates sold out of Sprott Physical Gold and Silver Trust (CEF) in Q4 2016, closing a stake of 4 shares.

Klingman & Associates first reported a position in CEF in Q4 2014 and held it in 7 quarters. The position peaked at $23K in Q2 2016. 181 funds tracked by Wall St. Rank hold CEF as of Q4 2016.

Klingman & Associates reported no remaining Sprott Physical Gold and Silver Trust position as of Q4 2016 after selling out during the quarter.
Klingman & Associates sold 4 Sprott Physical Gold and Silver Trust shares in Q4 2016.
Klingman & Associates first reported a position in Sprott Physical Gold and Silver Trust in Q4 2014 and held it in 7 quarters.
Klingman & Associates's Sprott Physical Gold and Silver Trust position peaked at $23K in Q2 2016.
181 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.