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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASNA
226
DELISTED
Ascena Retail Group, Inc.
ASNA
$23K 0.01%
80
– –
DBA icon
227
Invesco DB Agriculture Fund
DBA
$1.23B
$22K 0.01%
1,000
– –
IDXX icon
228
Idexx Laboratories
IDXX
$44.6B
$22K 0.01%
280
– –
IP icon
229
International Paper
IP
$22B
$22K 0.01%
422
– –
KDP icon
230
Keurig Dr Pepper
KDP
$42.2B
$22K 0.01%
+278
New +$21.5K
LUMN icon
231
Lumen
LUMN
$6.64B
$22K 0.01%
630
– –
NRK icon
232
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$899M
$22K 0.01%
1,648
– –
ROP icon
233
Roper Technologies
ROP
$38.9B
$22K 0.01%
130
– –
UNP icon
234
Union Pacific
UNP
$173B
$22K 0.01%
200
– –
HYT icon
235
BlackRock Corporate High Yield Fund
HYT
$1.37B
$21K 0.01%
1,911
– –
MCN
236
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$21K 0.01%
2,556
+56
+2% +$463
ABB
237
DELISTED
ABB Ltd
ABB
$21K 0.01%
+983
New +$20.2K
NSH
238
DELISTED
NuStar GP Holdings LLC
NSH
$21K 0.01%
600
– –
CEF icon
239
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$20K 0.01%
1,650
– –
MBB icon
240
iShares MBS ETF
MBB
$38.9B
$20K 0.01%
185
– –
PSX icon
241
Phillips 66
PSX
$84B
$20K 0.01%
256
+1
+0.4% +$73
USO icon
242
United States Oil Fund
USO
$1.89B
$20K 0.01%
150
– –
TCP
243
DELISTED
TC Pipelines LP
TCP
$20K 0.01%
+309
New +$20.3K
BCE icon
244
BCE
BCE
$20.3B
$19K 0.01%
444
– –
UL icon
245
Unilever
UL
$138B
$19K 0.01%
+412
New +$19.7K
CG icon
246
Carlyle Group
CG
$16.9B
$18K 0.01%
675
– –
EEP
247
DELISTED
Enbridge Energy Partners
EEP
$18K 0.01%
500
– –
CBU icon
248
Community Bank
CBU
$3.43B
$16K 0.01%
448
– –
DHR icon
249
Danaher
DHR
$138B
$16K 0.01%
283
– –
NGL icon
250
NGL Energy Partners
NGL
$1.98B
$16K 0.01%
625
– –
8 9
10
11 12

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HFM
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G
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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.