HAP Trading’s Caterpillar CAT Stock Holding History

HAP Trading’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	$52.7K	Buy	+21,700	New	+$9.26M	﹤0.01%	599
2025 Q1	–	Sell	-12,600	Closed	-$107K	–	725
2024 Q4	$107K	Sell	12,600 -1,200	-9%	-$465K	0.01%	389
2024 Q3	$41.4K	Sell	13,800 -241,300	-95%	-$83.3M	﹤0.01%	492
2024 Q2	$1.14M	Buy	255,100 +25,800	+11%	+$8.95M	0.14%	123
2024 Q1	$1.03M	Buy	229,300 +216,800	+1,734%	+$69.3M	0.12%	122
2023 Q4	$17.3K	Sell	12,500 -5,500	-31%	-$1.43M	﹤0.01%	618
2023 Q3	$36.1K	Sell	18,000 -89,600	-83%	-$24.3M	0.01%	571
2023 Q2	$33.9K	Buy	107,600 +34,400	+47%	+$7.67M	0.01%	583
2023 Q1	$227K	Buy	73,200 +41,700	+132%	+$10.1M	0.04%	291
2022 Q4	$49K	Sell	31,500 -6,100	-16%	-$1.33M	0.01%	741
2022 Q3	$499K	Buy	37,600 +13,600	+57%	+$2.48M	0.03%	359
2022 Q2	$484K	Sell	24,000 -2,300	-9%	-$485K	0.02%	456
2022 Q1	$166K	Buy	26,300 +3,100	+13%	+$650K	0.01%	894
2021 Q4	$113K	Sell	23,200 -13,400	-37%	-$2.7M	﹤0.01%	1201
2021 Q3	$446K	Buy	36,600 +4,900	+15%	+$1.02M	0.01%	718
2021 Q2	$252K	Sell	31,700 -2,000	-6%	-$462K	0.01%	918
2021 Q1	$118K	Sell	33,700 -8,400	-20%	-$1.74M	0.01%	896
2020 Q4	$76K	Sell	42,100 -6,000	-12%	-$1.02M	﹤0.01%	1272
2020 Q3	$138K	Buy	48,100 +14,300	+42%	+$2.01M	0.01%	732
2020 Q2	$251K	Buy	33,800 +1,000	+3%	+$119K	0.01%	626
2020 Q1	$395K	Sell	32,800 -900	-3%	-$115K	0.03%	387
2019 Q4	$94K	Sell	33,700 -7,400	-18%	-$1.03M	0.01%	561
2019 Q3	$147K	Buy	41,100 +19,600	+91%	+$2.49M	0.01%	558
2019 Q2	$87K	Sell	21,500 -17,900	-45%	-$2.37M	0.01%	634
2019 Q1	$114K	Buy	39,400 +9,300	+31%	+$1.24M	0.01%	526
2018 Q4	$235K	Buy	30,100 +5,500	+22%	+$716K	0.01%	519
2018 Q3	$52K	Sell	24,600 -16,900	-41%	-$2.39M	﹤0.01%	621
2018 Q2	$311K	Sell	41,500 -600	-1%	-$89.7K	0.02%	394
2018 Q1	$212K	Buy	+42,100	New	+$6.65M	0.01%	444
2017 Q3	–	Sell	-12,900	Closed	-$18K	–	904
2017 Q2	$18K	Sell	12,900 -13,000	-50%	-$1.32M	﹤0.01%	799
2017 Q1	$40K	Buy	25,900 +12,700	+96%	+$1.2M	﹤0.01%	715
2016 Q4	$22K	Sell	13,200 -9,400	-42%	-$852K	﹤0.01%	757
2016 Q3	$4K	Buy	22,600 +4,900	+28%	+$401K	﹤0.01%	1048
2016 Q2	$16K	Sell	17,700 -14,500	-45%	-$1.09M	﹤0.01%	747
2016 Q1	$36K	Sell	32,200 -7,300	-18%	-$490K	﹤0.01%	570
2015 Q4	$128K	Sell	39,500 -1,733,400	-98%	-$121M	0.01%	531
2015 Q3	$21.9M	Buy	1,772,900 +1,746,300	+6,565%	+$134M	1.14%	13
2015 Q2	$66K	Sell	26,600 -56,100	-68%	-$4.82M	﹤0.01%	617
2015 Q1	$341K	Buy	82,700 +30,900	+60%	+$2.57M	0.02%	380
2014 Q4	$161K	Buy	+51,800	New	+$5.04M	0.01%	580
2014 Q2	–	Sell	-67,000	Closed	-$8K	–	951
2014 Q1	$8K	Sell	67,000 -4,100	-6%	-$387K	﹤0.01%	919
2013 Q4	$26K	Buy	+71,100	New	+$6.07M	﹤0.01%	949

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

HAP Trading's CAT Position: Q1 2022 in Review

HAP Trading sold out of Caterpillar (CAT) in Q1 2022, closing a stake of 13,143 shares — an estimated $2.76M sold.

HAP Trading first reported a position in CAT in Q3 2013 and held it in 17 quarters. The position peaked at $17.3M in Q3 2015. 2,175 funds tracked by Wall St. Rank hold CAT as of Q1 2022.

HAP Trading reported no remaining Caterpillar position as of Q1 2022 after selling out during the quarter.
HAP Trading sold 13,143 Caterpillar shares in Q1 2022, an estimated $2.76M.
HAP Trading first reported a position in Caterpillar in Q3 2013 and held it in 17 quarters.
HAP Trading's Caterpillar position peaked at $17.3M in Q3 2015.
2,175 funds tracked by Wall St. Rank held Caterpillar as of Q1 2022.

Based on HAP Trading's 13F filing for Q1 2022, filed 12 May 2022.