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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IKAN
3226
DELISTED
IKANOS COMMUNICATIONS INC COM STK NEW (DE)
IKAN
$21K ﹤0.01%
+2,391
New +$23.7K
ZLCS
3227
DELISTED
ZALICUS INC COM NEW
ZLCS
$21K ﹤0.01%
17,299
+3,930
+29% +$5.74K
NLST
3228
DELISTED
Netlist, Inc.
NLST
$20K ﹤0.01%
+10,632
New +$17.6K
FALC
3229
DELISTED
FalconStor Software Inc
FALC
$20K ﹤0.01%
+12,684
New +$19.4K
ANAD
3230
DELISTED
ANADIGICS INC
ANAD
$20K ﹤0.01%
11,955
-614
-5% -$1.17K
STRI
3231
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
$20K ﹤0.01%
+4,132
New +$18.8K
YTEN
3232
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
CRDC
3233
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$19K ﹤0.01%
1,859
+423
+29% +$4.84K
MJES
3234
DELISTED
MAJESCO HOLDINGS INC. NEW
MJES
$19K ﹤0.01%
47,101
+10,696
+29% +$4.32K
UNTK
3235
DELISTED
UNITEK GLOBAL SERVICES, INC. COMMON STOCK
UNTK
$19K ﹤0.01%
+10,423
New +$17.4K
SSKN
3236
DELISTED
Strata Skin Sciences
SSKN
$18K ﹤0.01%
58
+13
+29% +$4.57K
STAB
3237
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$18K ﹤0.01%
1,295
+294
+29% +$4.79K
OVRL
3238
DELISTED
OVERLAND STORAGE INC
OVRL
$18K ﹤0.01%
4,520
+2,327
+106% +$11.4K
DCTH
3239
DELISTED
Delcath Systems Inc
DCTH
$18K ﹤0.01%
255
+58
+29% +$4.7K
PTN
3240
Palatin Technologies
PTN
$14M
$17K ﹤0.01%
+11
New +$14.3K
BSDM
3241
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$17K ﹤0.01%
+12,800
New +$15.9K
AXIA.PR
3242
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$16K ﹤0.01%
4,210
-864
-17% -$2.76K
HH
3243
DELISTED
Hooper Holmes Inc
HH
$16K ﹤0.01%
1,880
+812
+76% +$6.84K
SVBL
3244
DELISTED
SILVER BULL RESOURCES, INC
SVBL
$16K ﹤0.01%
45,656
+20,463
+81% +$7.27K
AGIG
3245
Abundia Global Impact Group
AGIG
$39.2M
$15K ﹤0.01%
221
+50
+29% +$2.59K
AUMN
3246
DELISTED
Golden Minerals Company
AUMN
$15K ﹤0.01%
717
+163
+29% +$3.66K
RGDX
3247
DELISTED
RESPONSE GENETICS, INC COMMON SHS (DELAWARE)
RGDX
$15K ﹤0.01%
+12,778
New +$17.8K
VSCI
3248
DELISTED
VISION SCIENCES INC (DEL)
VSCI
$15K ﹤0.01%
+12,294
New +$16.7K
ASMB icon
3249
Assembly Biosciences
ASMB
$524M
$14K ﹤0.01%
+176
New +$27.4K
REPX icon
3250
Riley Exploration Permian
REPX
$739M
$14K ﹤0.01%
229
+52
+29% +$2.76K
128 129
130
131 132

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.