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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.72T
$395M 3.4%
2,308,445
-266,355
-10% -$48.8M
MSFT icon
2
Microsoft
MSFT
$2.83T
$367M 3.16%
1,162,622
-325,611
-22% -$108M
NVDA icon
3
NVIDIA
NVDA
$5.06T
$219M 1.88%
5,035,240
-2,037,100
-29% -$91.3M
AMZN icon
4
Amazon
AMZN
$2.51T
$198M 1.7%
1,554,036
-414,122
-21% -$55.5M
AVGO icon
5
Broadcom
AVGO
$1.87T
$154M 1.32%
1,855,060
-11,330
-0.6% -$982K
META icon
6
Meta Platforms (Facebook)
META
$1.54T
$147M 1.26%
489,743
-84,441
-15% -$25.4M
GOOGL icon
7
Alphabet (Google) Class A
GOOGL
$3.89T
$145M 1.25%
1,110,856
-247,439
-18% -$32M
CSCO icon
8
Cisco
CSCO
$444B
$123M 1.06%
2,296,920
+108,435
+5% +$5.85M
TSLA icon
9
Tesla
TSLA
$1.26T
$112M 0.96%
445,847
-133,761
-23% -$34.4M
GOOG icon
10
Alphabet (Google) Class C
GOOG
$3.89T
$106M 0.91%
800,620
-283,592
-26% -$36.9M
PEP icon
11
PepsiCo
PEP
$184B
$90.6M 0.78%
534,930
+34,043
+7% +$6.18M
CMCSA icon
12
Comcast
CMCSA
$78.3B
$89.2M 0.77%
2,011,171
+177,224
+10% +$7.91M
QCOM icon
13
Qualcomm
QCOM
$180B
$85M 0.73%
765,525
+74,186
+11% +$8.61M
COST icon
14
Costco
COST
$411B
$84.9M 0.73%
150,231
+15,290
+11% +$8.44M
ADBE icon
15
Adobe
ADBE
$84.3B
$82.5M 0.71%
161,805
+16,024
+11% +$8.41M
AMGN icon
16
Amgen
AMGN
$201B
$80.4M 0.69%
299,244
+7,542
+3% +$1.88M
CVX icon
17
Chevron
CVX
$387B
$74.6M 0.64%
442,375
-48,332
-10% -$7.81M
LRCX icon
18
Lam Research
LRCX
$400B
$72.7M 0.63%
1,160,200
+40,340
+4% +$2.65M
AMAT icon
19
Applied Materials
AMAT
$447B
$69.4M 0.6%
501,511
+18,296
+4% +$2.62M
KO icon
20
Coca-Cola
KO
$349B
$66.4M 0.57%
1,186,011
-55,768
-4% -$3.34M
MRK icon
21
Merck
MRK
$322B
$62M 0.53%
602,675
-136,123
-18% -$14.7M
APD icon
22
Air Products & Chemicals
APD
$65.5B
$60.3M 0.52%
212,667
+1,111
+0.5% +$326K
HON icon
23
Honeywell
HON
$78B
$59.6M 0.51%
342,285
+18,163
+6% +$3.32M
TXN icon
24
Texas Instruments
TXN
$260B
$58.8M 0.51%
369,971
+27,180
+8% +$4.64M
PLD icon
25
Prologis
PLD
$135B
$57.9M 0.5%
516,221
-56,877
-10% -$6.96M
1
2 3 4 5

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.