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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
(-20%)
Cap. Flow
-$4.75B
Cap. Flow
% of AUM
-14.6%
Top 10 Holdings %
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$77.8M |
| 2 |
WRK
WestRock Company
WRK
|
+$56.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$54.4M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$48.1M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$46.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$84M |
| 2 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$81.1M |
| 3 |
HSP
HOSPIRA INC
HSP
|
+$76.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$58M |
| 5 |
Zions Bancorporation
ZION
|
+$54.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.02% |
| 2 | Technology | 11.49% |
| 3 | Consumer Discretionary | 11.12% |
| 4 | Financials | 10.82% |
| 5 | Industrials | 8.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
| $345M | 1.06% |
3,200,000
-3,158,600
| -50% | -$336M |
|
2
Apple
AAPL
$4.72T
| $276M | 0.85% |
10,015,180
-1,228,260
| -11% | -$36M |
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $243M | 0.75% |
1,270,625
-99,770
| -7% | -$20.2M |
|
|
DRII
4
DELISTED
DIAMOND RESORTS INTL, INC
DRII
| $221M | 0.68% |
9,448,697
-2,722
| -0% | -$75.1K |
|
5
Gilead Sciences
GILD
$162B
| $189M | 0.58% |
1,923,045
-185,382
| -9% | -$20.6M |
|
6
Alphabet (Google) Class C
GOOG
$3.89T
| $156M | 0.48% |
4,995,900
-1,742,320
| -26% | -$53.5M |
|
7
Microsoft
MSFT
$2.83T
| $154M | 0.47% |
3,472,203
-678,561
| -16% | -$30.5M |
|
8
Meta Platforms (Facebook)
META
$1.54T
| $152M | 0.47% |
1,691,930
-180,767
| -10% | -$16.6M |
|
9
Amgen
AMGN
$201B
| $147M | 0.45% |
1,062,685
-249,979
| -19% | -$39.4M |
|
|
CELG
10
DELISTED
Celgene Corp
CELG
| $143M | 0.44% |
1,323,562
-202,707
| -13% | -$25.2M |
|
11
Regeneron Pharmaceuticals
REGN
$68.3B
| $125M | 0.38% |
267,864
-1,258
| -0.5% | -$676K |
|
12
Johnson & Johnson
JNJ
$624B
| $114M | 0.35% |
1,217,421
-63,457
| -5% | -$6.14M |
|
13
Intel
INTC
$504B
| $111M | 0.34% |
3,680,024
-562,641
| -13% | -$16.3M |
|
14
Biogen
BIIB
$29.6B
| $107M | 0.33% |
367,576
-22,211
| -6% | -$7.33M |
|
15
Qualcomm
QCOM
$180B
| $104M | 0.32% |
1,940,218
+72,696
| +4% | +$4.32M |
|
16
D.R. Horton
DHI
$39.9B
| $102M | 0.32% |
3,491,074
-509,312
| -13% | -$15M |
|
17
Procter & Gamble
PG
$342B
| $99.8M | 0.31% |
1,387,510
+124,379
| +10% | +$9.33M |
|
18
Constellation Brands
STZ
$22.1B
| $99M | 0.3% |
790,562
+21,148
| +3% | +$2.61M |
|
19
Pfizer
PFE
$143B
| $97.8M | 0.3% |
3,281,962
-561,875
| -15% | -$18M |
|
20
CVS Health
CVS
$136B
| $96.9M | 0.3% |
1,003,885
+53,595
| +6% | +$5.63M |
|
21
Amazon
AMZN
$2.51T
| $96.7M | 0.3% |
3,779,080
-753,500
| -17% | -$19M |
|
22
Cisco
CSCO
$444B
| $95.6M | 0.29% |
3,641,403
-545,144
| -13% | -$14.7M |
|
|
ALXN
23
DELISTED
Alexion Pharmaceuticals
ALXN
| $95.2M | 0.29% |
608,959
-40,684
| -6% | -$7.42M |
|
24
AT&T
T
$157B
| $93.3M | 0.29% |
3,790,447
-109,300
| -3% | -$2.79M |
|
25
ExxonMobil
XOM
$650B
| $92.4M | 0.28% |
1,243,362
+25,950
| +2% | +$2M |
|
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Guggenheim Capital's Q3 2015 Portfolio in Review
As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.
Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.
- Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
- Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
- Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
- Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
- Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
- Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.
Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.