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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.78T
$508M 3.05%
3,592,523
+94,938
+3% +$14M
MSFT icon
2
Microsoft
MSFT
$2.87T
$466M 2.8%
1,654,296
+53,874
+3% +$15.7M
PSTH
3
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$433M 2.6%
22,000,000
– –
AMZN icon
4
Amazon
AMZN
$2.52T
$353M 2.12%
2,147,940
+100,080
+5% +$17.3M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$248M 1.49%
2,162,593
+431,543
+25% +$50M
META icon
6
Meta Platforms (Facebook)
META
$1.54T
$201M 1.21%
592,607
-1,317
-0.2% -$474K
GOOGL icon
7
Alphabet (Google) Class A
GOOGL
$3.92T
$195M 1.17%
1,462,480
-15,740
-1% -$2.14M
TSLA icon
8
Tesla
TSLA
$1.26T
$179M 1.08%
693,330
+59,547
+9% +$14M
GOOG icon
9
Alphabet (Google) Class C
GOOG
$3.92T
$161M 0.96%
1,205,820
+25,500
+2% +$3.52M
NVDA icon
10
NVIDIA
NVDA
$5.03T
$154M 0.93%
7,451,610
+503,610
+7% +$10.5M
KAHC
11
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$149M 0.89%
15,274,598
-4,220
-0% -$41.1K
CSCO icon
12
Cisco
CSCO
$445B
$123M 0.74%
2,263,070
+64,272
+3% +$3.61M
ADBE icon
13
Adobe
ADBE
$86.8B
$106M 0.64%
184,885
-24
-0% -$15.1K
INTC icon
14
Intel
INTC
$493B
$96.1M 0.58%
1,803,452
+55,220
+3% +$2.99M
PEP icon
15
PepsiCo
PEP
$185B
$96M 0.58%
638,238
-29,041
-4% -$4.5M
AVGO icon
16
Broadcom
AVGO
$1.83T
$93M 0.56%
1,918,640
-96,390
-5% -$4.69M
PYPL icon
17
PayPal
PYPL
$49.3B
$89.5M 0.54%
343,860
+13,492
+4% +$3.83M
CMCSA icon
18
Comcast
CMCSA
$78.1B
$88.7M 0.53%
1,586,271
-22,592
-1% -$1.32M
TXN icon
19
Texas Instruments
TXN
$256B
$86.4M 0.52%
449,351
+18,812
+4% +$3.58M
SPY icon
20
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$84.2M 0.51%
196,300
-14,800
-7% -$6.53M
QCOM icon
21
Qualcomm
QCOM
$179B
$82.1M 0.49%
636,274
+34,980
+6% +$4.96M
NFLX icon
22
Netflix
NFLX
$287B
$80.8M 0.49%
1,324,350
+105,410
+9% +$5.8M
ABBV icon
23
AbbVie
ABBV
$455B
$80.4M 0.48%
745,232
+13,472
+2% +$1.54M
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$76.7M 0.46%
178,667
-10,216
-5% -$4.51M
PLD icon
25
Prologis
PLD
$135B
$73.5M 0.44%
586,218
+43,543
+8% +$5.65M
1
2 3 4 5

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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.