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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.83T
$284M 2.27%
2,039,526
+13,860
+0.7% +$1.91M
AAPL icon
2
Apple
AAPL
$4.72T
$265M 2.12%
4,727,488
-8,948
-0.2% -$468K
AMZN icon
3
Amazon
AMZN
$2.51T
$203M 1.62%
2,340,300
-59,940
-2% -$5.56M
META icon
4
Meta Platforms (Facebook)
META
$1.54T
$130M 1.04%
732,298
+1,149
+0.2% +$218K
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$3.89T
$112M 0.89%
1,827,460
-7,460
-0.4% -$442K
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$100M 0.8%
787,581
-1,898
-0.2% -$239K
PEP icon
7
PepsiCo
PEP
$184B
$100M 0.8%
729,442
-744
-0.1% -$98.8K
GOOG icon
8
Alphabet (Google) Class C
GOOG
$3.89T
$97.9M 0.78%
1,606,220
-14,200
-0.9% -$840K
CSCO icon
9
Cisco
CSCO
$444B
$90.9M 0.73%
1,840,435
-291,144
-14% -$15.1M
SLV icon
10
iShares Silver Trust
SLV
$27.8B
$86.7M 0.69%
5,444,055
+5,150,410
+1,754% +$81.9M
INTC icon
11
Intel
INTC
$504B
$84.5M 0.68%
1,640,281
+40,687
+3% +$2M
T icon
12
AT&T
T
$157B
$75.8M 0.61%
2,652,690
+70,563
+3% +$1.87M
PG icon
13
Procter & Gamble
PG
$342B
$70.7M 0.57%
568,400
-81,691
-13% -$9.65M
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$69.1M 0.55%
232,927
+4,658
+2% +$1.38M
CMCSA icon
15
Comcast
CMCSA
$78.3B
$69M 0.55%
1,531,462
-45,955
-3% -$2.04M
VZ icon
16
Verizon
VZ
$183B
$61.9M 0.49%
1,025,142
-103,625
-9% -$5.97M
CVX icon
17
Chevron
CVX
$387B
$61.2M 0.49%
516,065
+10,273
+2% +$1.25M
TXN icon
18
Texas Instruments
TXN
$260B
$59.6M 0.48%
460,805
-6,489
-1% -$799K
LMT icon
19
Lockheed Martin
LMT
$131B
$58.6M 0.47%
150,151
+7,051
+5% +$2.65M
AMGN icon
20
Amgen
AMGN
$201B
$58.5M 0.47%
302,387
-422
-0.1% -$81K
AVGO icon
21
Broadcom
AVGO
$1.87T
$58.2M 0.47%
2,107,580
+39,430
+2% +$1.12M
JNJ icon
22
Johnson & Johnson
JNJ
$624B
$56.9M 0.45%
439,412
-21,623
-5% -$2.85M
QQQ icon
23
Invesco QQQ Trust
QQQ
$460B
$55.6M 0.44%
294,630
-10,741
-4% -$2.04M
ADBE icon
24
Adobe
ADBE
$84.3B
$55.2M 0.44%
199,713
-12,199
-6% -$3.56M
IWM icon
25
iShares Russell 2000 ETF
IWM
$81.2B
$54.8M 0.44%
362,166
-13,058
-3% -$1.99M
1
2 3 4 5

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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.