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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
1
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$2.23B 5.23%
+25,108,300
New +$2.22B
TLT icon
2
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.5B 3.52%
+12,021,500
New +$1.51B
AAPL icon
3
Apple
AAPL
$4.72T
$320M 0.75%
8,299,356
-803,604
-9% -$31.2M
MSFT icon
4
Microsoft
MSFT
$2.83T
$244M 0.57%
3,270,111
-323,924
-9% -$23.7M
META icon
5
Meta Platforms (Facebook)
META
$1.54T
$238M 0.56%
1,391,660
-130,541
-9% -$21.8M
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$226M 0.53%
1,867,584
+1,726,446
+1,223% +$209M
HYG icon
7
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$213M 0.5%
2,394,515
+2,368,049
+8,948% +$209M
AMZN icon
8
Amazon
AMZN
$2.51T
$212M 0.5%
4,404,840
-275,400
-6% -$13.5M
CSCO icon
9
Cisco
CSCO
$444B
$169M 0.4%
5,031,675
+21,062
+0.4% +$670K
AMAT icon
10
Applied Materials
AMAT
$447B
$164M 0.39%
3,153,011
-125,453
-4% -$5.67M
INTC icon
11
Intel
INTC
$504B
$151M 0.36%
3,976,666
-1,375
-0% -$48.9K
CELG
12
DELISTED
Celgene Corp
CELG
$150M 0.35%
1,028,551
-102,338
-9% -$13.9M
NVDA icon
13
NVIDIA
NVDA
$5.06T
$149M 0.35%
33,349,480
-3,075,840
-8% -$12.8M
ABBV icon
14
AbbVie
ABBV
$454B
$146M 0.34%
1,641,814
-161,032
-9% -$12.3M
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$3.89T
$141M 0.33%
2,904,700
-171,680
-6% -$8.14M
AMGN icon
16
Amgen
AMGN
$201B
$135M 0.32%
723,286
-65,935
-8% -$11.7M
AVGO icon
17
Broadcom
AVGO
$1.87T
$134M 0.31%
5,518,580
-214,230
-4% -$5.3M
JNJ icon
18
Johnson & Johnson
JNJ
$624B
$133M 0.31%
1,023,679
-41,533
-4% -$5.51M
GOOG icon
19
Alphabet (Google) Class C
GOOG
$3.89T
$132M 0.31%
2,754,480
-91,280
-3% -$4.25M
LRCX icon
20
Lam Research
LRCX
$400B
$131M 0.31%
7,085,800
-625,310
-8% -$10.1M
PYPL icon
21
PayPal
PYPL
$49.4B
$126M 0.3%
1,965,733
-257,330
-12% -$15.4M
UNH icon
22
UnitedHealth
UNH
$385B
$124M 0.29%
631,804
-16,059
-2% -$3.1M
JPM icon
23
JPMorgan Chase
JPM
$930B
$122M 0.29%
1,281,285
+30,521
+2% +$2.81M
GILD icon
24
Gilead Sciences
GILD
$162B
$121M 0.28%
1,495,218
-258,314
-15% -$19.8M
IBM icon
25
IBM
IBM
$195B
$113M 0.26%
812,924
+37,070
+5% +$5.16M
1
2 3 4 5

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AAMU
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.