We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.72T
$259M 0.8%
9,151,460
+194,644
+2% +$5.15M
MSFT icon
2
Microsoft
MSFT
$2.83T
$200M 0.62%
3,475,332
+18,811
+0.5% +$1.06M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$192M 0.6%
887,812
-9,259
-1% -$2M
AMZN icon
4
Amazon
AMZN
$2.51T
$187M 0.58%
4,472,520
+162,640
+4% +$6.22M
META icon
5
Meta Platforms (Facebook)
META
$1.54T
$183M 0.57%
1,430,197
+49,402
+4% +$6.13M
GILD icon
6
Gilead Sciences
GILD
$162B
$127M 0.39%
1,600,435
+78,189
+5% +$6.35M
JNJ icon
7
Johnson & Johnson
JNJ
$624B
$125M 0.39%
1,059,837
-80,634
-7% -$9.78M
PG icon
8
Procter & Gamble
PG
$342B
$125M 0.39%
1,388,772
-134,618
-9% -$11.7M
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$3.89T
$122M 0.38%
3,043,400
+187,280
+7% +$7.32M
QCOM icon
10
Qualcomm
QCOM
$180B
$122M 0.38%
1,774,524
+4,738
+0.3% +$288K
ABBV icon
11
AbbVie
ABBV
$454B
$121M 0.38%
1,917,611
+15,410
+0.8% +$998K
INTC icon
12
Intel
INTC
$504B
$120M 0.37%
3,179,123
-39,099
-1% -$1.38M
CSCO icon
13
Cisco
CSCO
$444B
$117M 0.36%
3,685,956
+24,846
+0.7% +$764K
PEP icon
14
PepsiCo
PEP
$184B
$115M 0.36%
1,057,667
-132,192
-11% -$14.2M
AMGN icon
15
Amgen
AMGN
$201B
$113M 0.35%
675,816
+1,415
+0.2% +$239K
CELG
16
DELISTED
Celgene Corp
CELG
$111M 0.34%
1,059,424
+81,974
+8% +$8.87M
T icon
17
AT&T
T
$157B
$104M 0.32%
3,387,159
-495,605
-13% -$15.7M
GOOG icon
18
Alphabet (Google) Class C
GOOG
$3.89T
$102M 0.32%
2,637,300
+47,900
+2% +$1.82M
CVX icon
19
Chevron
CVX
$387B
$99.7M 0.31%
968,513
+20,263
+2% +$2.07M
XOM icon
20
ExxonMobil
XOM
$650B
$99.1M 0.31%
1,135,237
+19,661
+2% +$1.74M
KHC icon
21
Kraft Heinz
KHC
$30.1B
$97.8M 0.3%
1,092,908
-80,879
-7% -$7.16M
KO icon
22
Coca-Cola
KO
$349B
$97.6M 0.3%
2,305,376
-37,433
-2% -$1.64M
VZ icon
23
Verizon
VZ
$183B
$97.2M 0.3%
1,869,625
-236,318
-11% -$12.7M
BIIB icon
24
Biogen
BIIB
$29.6B
$95.8M 0.3%
305,959
-3,985
-1% -$1.18M
MDLZ icon
25
Mondelez International
MDLZ
$77.1B
$95.5M 0.3%
2,175,994
+70,021
+3% +$3.07M
1
2 3 4 5

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.