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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.14B 7.15%
8,250,625
-237,410
-3% -$32.3M
PSTH
2
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$610M 3.82%
22,000,000
– –
AAPL icon
3
Apple
AAPL
$4.89T
$487M 3.05%
3,668,936
-108,579
-3% -$13.1M
MSFT icon
4
Microsoft
MSFT
$2.84T
$363M 2.28%
1,631,445
-46,437
-3% -$9.99M
AMZN icon
5
Amazon
AMZN
$2.5T
$346M 2.17%
2,125,780
-5,120
-0.2% -$817K
HYG icon
6
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$282M 1.77%
3,226,649
-60,466
-2% -$5.18M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$243M 1.52%
2,055,555
+1,997,974
+3,470% +$235M
META icon
8
Meta Platforms (Facebook)
META
$1.51T
$166M 1.04%
606,010
-9,259
-2% -$2.54M
TSLA icon
9
Tesla
TSLA
$1.24T
$145M 0.91%
618,483
+29,100
+5% +$4.97M
GOOGL icon
10
Alphabet (Google) Class A
GOOGL
$3.91T
$136M 0.85%
1,548,540
-160,600
-9% -$13.5M
GOOG icon
11
Alphabet (Google) Class C
GOOG
$3.9T
$106M 0.66%
1,205,160
-41,700
-3% -$3.52M
NVDA icon
12
NVIDIA
NVDA
$5.01T
$102M 0.64%
7,833,920
+168,480
+2% +$2.26M
PEP icon
13
PepsiCo
PEP
$186B
$98.1M 0.62%
661,648
+41,989
+7% +$5.97M
AVGO icon
14
Broadcom
AVGO
$1.82T
$95.9M 0.6%
2,190,270
+171,770
+9% +$6.7M
ADBE icon
15
Adobe
ADBE
$89.5B
$95.3M 0.6%
190,640
+2,639
+1% +$1.27M
QCOM icon
16
Qualcomm
QCOM
$176B
$90.2M 0.57%
592,126
+26,672
+5% +$3.71M
CSCO icon
17
Cisco
CSCO
$450B
$90M 0.56%
2,011,690
+211,475
+12% +$8.69M
SPY icon
18
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$85.2M 0.53%
227,900
-4,500
-2% -$1.6M
PYPL icon
19
PayPal
PYPL
$49.5B
$81.7M 0.51%
348,666
+15,593
+5% +$3.23M
INTC icon
20
Intel
INTC
$464B
$81.3M 0.51%
1,632,612
+170,060
+12% +$8.31M
CMCSA icon
21
Comcast
CMCSA
$79.7B
$80.9M 0.51%
1,543,955
+130,616
+9% +$6.26M
ABBV icon
22
AbbVie
ABBV
$458B
$78.7M 0.49%
734,184
-1,058
-0.1% -$102K
TXN icon
23
Texas Instruments
TXN
$255B
$75.7M 0.47%
461,352
+24,535
+6% +$3.81M
JNJ icon
24
Johnson & Johnson
JNJ
$634B
$73.3M 0.46%
465,767
+11,884
+3% +$1.75M
AMGN icon
25
Amgen
AMGN
$203B
$71.4M 0.45%
310,461
+23,368
+8% +$5.39M
1
2 3 4 5

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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.