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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
1
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$820M 5.34%
19,103,000
– –
AAPL icon
2
Apple
AAPL
$4.72T
$324M 2.11%
5,743,784
-259,484
-4% -$13.5M
AMZN icon
3
Amazon
AMZN
$2.51T
$281M 1.83%
2,802,020
-139,820
-5% -$13.1M
MSFT icon
4
Microsoft
MSFT
$2.83T
$254M 1.65%
2,220,084
-26,203
-1% -$2.84M
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$179M 1.17%
1,560,512
-726,541
-32% -$83.7M
XOP icon
6
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.45B
$149M 0.97%
860,750
– –
META icon
7
Meta Platforms (Facebook)
META
$1.54T
$134M 0.88%
817,697
-10,978
-1% -$1.99M
CSCO icon
8
Cisco
CSCO
$444B
$133M 0.87%
2,730,125
-22,099
-0.8% -$994K
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$3.89T
$122M 0.79%
2,015,360
-60,240
-3% -$3.65M
GOOG icon
10
Alphabet (Google) Class C
GOOG
$3.89T
$99.7M 0.65%
1,670,700
-235,660
-12% -$14.1M
INTC icon
11
Intel
INTC
$504B
$87.4M 0.57%
1,847,733
-202,584
-10% -$9.86M
PEP icon
12
PepsiCo
PEP
$184B
$76.8M 0.5%
686,831
+261,862
+62% +$29.7M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$76.2M 0.5%
261,946
-53,548
-17% -$15.2M
AMGN icon
14
Amgen
AMGN
$201B
$73.2M 0.48%
353,273
-30,674
-8% -$6.05M
PFE icon
15
Pfizer
PFE
$143B
$72.9M 0.48%
1,744,183
+93,536
+6% +$3.6M
CVX icon
16
Chevron
CVX
$387B
$71.2M 0.46%
582,597
-18,400
-3% -$2.23M
ABBV icon
17
AbbVie
ABBV
$454B
$67.9M 0.44%
717,938
-60,188
-8% -$5.71M
JNJ icon
18
Johnson & Johnson
JNJ
$624B
$67.1M 0.44%
485,365
-10,997
-2% -$1.46M
JPM icon
19
JPMorgan Chase
JPM
$930B
$63.9M 0.42%
566,575
-28,720
-5% -$3.26M
XOM icon
20
ExxonMobil
XOM
$650B
$63.4M 0.41%
746,076
+46,935
+7% +$3.84M
VZ icon
21
Verizon
VZ
$183B
$63.2M 0.41%
1,183,837
+46,169
+4% +$2.44M
QQQ icon
22
Invesco QQQ Trust
QQQ
$460B
$63.2M 0.41%
340,050
-19,364
-5% -$3.5M
IWM icon
23
iShares Russell 2000 ETF
IWM
$81.2B
$62.8M 0.41%
372,595
-655
-0.2% -$111K
TXN icon
24
Texas Instruments
TXN
$260B
$58.8M 0.38%
548,183
+25,088
+5% +$2.79M
GILD icon
25
Gilead Sciences
GILD
$162B
$56.8M 0.37%
735,606
-49,280
-6% -$3.72M
1
2 3 4 5

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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.