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GC
Guggenheim Capital Portfolio holdings
AUM
$15.9B
1-Year Est. Return
53.4%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+495.91%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.4B
Cap. Flow
% of AUM
8.62%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 15.45% |
| 2 | Financials | 12.04% |
| 3 | Technology | 10.8% |
| 4 | Industrials | 10.19% |
| 5 | Healthcare | 10.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
State Street SPDR S&P 500 ETF Trust
SPY
$815B
| $405M | 1.46% |
2,412,678
+177,395
| +8% | +$29.7M |
|
2
Apple
AAPL
$4.67T
| $220M | 0.79% |
12,917,352
+1,717,240
| +15% | +$28.5M |
|
3
Hanover Insurance
THG
$7.95B
| $160M | 0.58% |
2,898,567
+75,259
| +3% | +$4M |
|
|
CSC
4
DELISTED
Computer Sciences
CSC
| $144M | 0.52% |
6,586,307
+142,127
| +2% | +$2.99M |
|
5
Microsoft
MSFT
$3.71T
| $143M | 0.51% |
4,289,320
+671,921
| +19% | +$22.1M |
|
|
6
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$815B
| $130M | 0.47% |
+770,000
| New | +$129M |
|
|
B
7
Barrick Mining
B
$73.7B
| $126M | 0.45% |
6,746,006
-577,912
| -8% | -$10.2M |
|
|
8
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $122M | 0.44% |
+806,700
| New | +$123M |
|
9
Alphabet (Google) Class C
GOOG
$4.1T
| $120M | 0.43% |
5,495,441
+495,209
| +10% | +$10.9M |
|
|
10
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$815B
| $109M | 0.39% |
643,100
+470,600
| +273% | +$78.9M |
|
11
Gilead Sciences
GILD
$187B
| $105M | 0.38% |
1,663,107
+220,060
| +15% | +$13.2M |
|
12
Reinsurance Group of America
RGA
$16.5B
| $104M | 0.37% |
1,556,614
+81,609
| +6% | +$5.51M |
|
13
Chevron
CVX
$409B
| $104M | 0.37% |
856,365
+45,635
| +6% | +$5.61M |
|
14
Intel
INTC
$506B
| $102M | 0.37% |
4,437,565
+512,342
| +13% | +$11.8M |
|
15
VanEck Gold Miners ETF
GDX
$30.7B
| $100M | 0.36% |
4,000,000
-6,912
| -0.2% | -$184K |
|
16
O-I Glass
OI
$1.1B
| $99.9M | 0.36% |
3,327,712
+130,049
| +4% | +$3.86M |
|
17
Amgen
AMGN
$236B
| $98.2M | 0.35% |
877,479
+127,994
| +17% | +$13.9M |
|
18
Quanta Services
PWR
$93.9B
| $94.4M | 0.34% |
3,431,445
+360,107
| +12% | +$9.74M |
|
19
Amazon
AMZN
$2.79T
| $92.4M | 0.33% |
5,910,420
+1,346,520
| +30% | +$20.1M |
|
|
URS
20
DELISTED
URS CORP
URS
| $92.3M | 0.33% |
1,717,636
+39,455
| +2% | +$1.96M |
|
21
Bunge Global
BG
$22.8B
| $92.1M | 0.33% |
1,213,254
+132,105
| +12% | +$10M |
|
|
CELG
22
DELISTED
Celgene Corp
CELG
| $91.2M | 0.33% |
1,184,936
-16,800
| -1% | -$1.18M |
|
23
Cisco
CSCO
$431B
| $90.8M | 0.33% |
3,876,326
+541,454
| +16% | +$13.4M |
|
24
ExxonMobil
XOM
$656B
| $88.9M | 0.32% |
1,033,070
+19,457
| +2% | +$1.75M |
|
|
CVA
25
DELISTED
Covanta Holding Corporation
CVA
| $84.5M | 0.3% |
3,954,490
+154,723
| +4% | +$3.25M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.4B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Miscellaneous at 15% of assets, down from 17% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.