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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.14B 8.28%
8,488,035
+1,191,523
+16% +$162M
PSTH
2
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$499M 3.61%
+22,000,000
New +$494M
AAPL icon
3
Apple
AAPL
$4.89T
$437M 3.17%
3,777,515
-278,589
-7% -$30.4M
MSFT icon
4
Microsoft
MSFT
$2.84T
$353M 2.55%
1,677,882
-73,123
-4% -$15.4M
AMZN icon
5
Amazon
AMZN
$2.5T
$335M 2.43%
2,130,900
-75,800
-3% -$12M
HYG icon
6
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$276M 2%
3,287,115
-1,799,264
-35% -$151M
META icon
7
Meta Platforms (Facebook)
META
$1.51T
$161M 1.17%
615,269
-28,695
-4% -$7.4M
GOOGL icon
8
Alphabet (Google) Class A
GOOGL
$3.91T
$125M 0.91%
1,709,140
-26,960
-2% -$2.05M
NVDA icon
9
NVIDIA
NVDA
$5.01T
$104M 0.75%
7,665,440
-598,880
-7% -$6.97M
ADBE icon
10
Adobe
ADBE
$89.5B
$92.2M 0.67%
188,001
-13,376
-7% -$6.22M
GOOG icon
11
Alphabet (Google) Class C
GOOG
$3.9T
$91.6M 0.66%
1,246,860
-44,980
-3% -$3.43M
PEP icon
12
PepsiCo
PEP
$186B
$85.9M 0.62%
619,659
-50,371
-8% -$6.85M
TSLA icon
13
Tesla
TSLA
$1.24T
$84.3M 0.61%
589,383
-24,522
-4% -$2.9M
SPY icon
14
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$77.8M 0.56%
232,400
-4,300
-2% -$1.43M
INTC icon
15
Intel
INTC
$464B
$75.7M 0.55%
1,462,552
-45,192
-3% -$2.35M
AVGO icon
16
Broadcom
AVGO
$1.82T
$73.5M 0.53%
2,018,500
-91,450
-4% -$3.06M
AMGN icon
17
Amgen
AMGN
$203B
$73M 0.53%
287,093
-26,880
-9% -$6.66M
CSCO icon
18
Cisco
CSCO
$450B
$70.9M 0.51%
1,800,215
-14,883
-0.8% -$649K
JNJ icon
19
Johnson & Johnson
JNJ
$634B
$67.6M 0.49%
453,883
-14,844
-3% -$2.2M
QCOM icon
20
Qualcomm
QCOM
$176B
$66.5M 0.48%
565,454
-27,542
-5% -$2.94M
PYPL icon
21
PayPal
PYPL
$49.5B
$65.6M 0.48%
333,073
-6,119
-2% -$1.15M
CMCSA icon
22
Comcast
CMCSA
$79.7B
$65.4M 0.47%
1,413,339
-128,593
-8% -$5.59M
ABBV icon
23
AbbVie
ABBV
$458B
$64.4M 0.47%
735,242
-61,122
-8% -$5.75M
TXN icon
24
Texas Instruments
TXN
$255B
$62.4M 0.45%
436,817
-7,018
-2% -$954K
LMT icon
25
Lockheed Martin
LMT
$134B
$62.1M 0.45%
162,023
+7,326
+5% +$2.8M
1
2 3 4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.