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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSTH
1
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$528M 3.47%
22,000,000
– –
AAPL icon
2
Apple
AAPL
$4.89T
$381M 2.5%
3,119,015
-549,921
-15% -$70.6M
MSFT icon
3
Microsoft
MSFT
$2.86T
$332M 2.18%
1,408,054
-223,391
-14% -$51.8M
AMZN icon
4
Amazon
AMZN
$2.51T
$284M 1.87%
1,836,860
-288,920
-14% -$45.8M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$138B
$227M 1.49%
1,994,600
-60,955
-3% -$7.06M
META icon
6
Meta Platforms (Facebook)
META
$1.53T
$161M 1.06%
547,891
-58,119
-10% -$15.6M
KAHC.U
7
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$153M 1%
+15,276,972
New +$153M
GOOGL icon
8
Alphabet (Google) Class A
GOOGL
$3.91T
$138M 0.91%
1,338,380
-210,160
-14% -$20.7M
TSLA icon
9
Tesla
TSLA
$1.23T
$122M 0.8%
548,817
-69,666
-11% -$17.5M
GOOG icon
10
Alphabet (Google) Class C
GOOG
$3.91T
$106M 0.69%
1,022,620
-182,540
-15% -$18.1M
CSCO icon
11
Cisco
CSCO
$450B
$102M 0.67%
1,971,395
-40,295
-2% -$1.89M
INTC icon
12
Intel
INTC
$488B
$101M 0.66%
1,571,490
-61,122
-4% -$3.64M
AVGO icon
13
Broadcom
AVGO
$1.84T
$92.1M 0.6%
1,986,690
-203,580
-9% -$9.41M
SPY icon
14
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$87.4M 0.57%
220,500
-7,400
-3% -$2.85M
PEP icon
15
PepsiCo
PEP
$185B
$85.7M 0.56%
605,935
-55,713
-8% -$7.64M
NVDA icon
16
NVIDIA
NVDA
$5.13T
$83.5M 0.55%
6,256,200
-1,577,720
-20% -$21.2M
ABBV icon
17
AbbVie
ABBV
$457B
$78.5M 0.52%
725,275
-8,909
-1% -$953K
CMCSA icon
18
Comcast
CMCSA
$79.2B
$78M 0.51%
1,440,807
-103,148
-7% -$5.45M
ADBE icon
19
Adobe
ADBE
$88.4B
$77.6M 0.51%
163,167
-27,473
-14% -$12.8M
TXN icon
20
Texas Instruments
TXN
$257B
$76.9M 0.51%
407,088
-54,264
-12% -$9.43M
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$72.7M 0.48%
183,360
+3,687
+2% +$1.42M
PYPL icon
22
PayPal
PYPL
$49.4B
$72M 0.47%
296,493
-52,173
-15% -$13.2M
QCOM icon
23
Qualcomm
QCOM
$179B
$70.2M 0.46%
529,727
-62,399
-11% -$9M
AMGN icon
24
Amgen
AMGN
$203B
$70.2M 0.46%
282,162
-28,299
-9% -$6.75M
JNJ icon
25
Johnson & Johnson
JNJ
$632B
$70.1M 0.46%
426,806
-38,961
-8% -$6.3M
1
2 3 4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.