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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.72T
$306M 2.3%
4,171,260
-556,228
-12% -$35.8M
MSFT icon
2
Microsoft
MSFT
$2.83T
$287M 2.16%
1,819,518
-220,008
-11% -$32.3M
AGG icon
3
iShares Core US Aggregate Bond ETF
AGG
$137B
$257M 1.93%
2,289,796
+2,226,933
+3,543% +$251M
AMZN icon
4
Amazon
AMZN
$2.51T
$199M 1.5%
2,154,660
-185,640
-8% -$16.4M
META icon
5
Meta Platforms (Facebook)
META
$1.54T
$133M 1%
649,386
-82,912
-11% -$16.1M
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$3.89T
$118M 0.88%
1,759,140
-68,320
-4% -$4.41M
INTC icon
7
Intel
INTC
$504B
$100M 0.75%
1,674,967
+34,686
+2% +$1.94M
IVV icon
8
iShares Core S&P 500 ETF
IVV
$875B
$95.7M 0.72%
+296,002
New +$91.6M
PEP icon
9
PepsiCo
PEP
$184B
$94.3M 0.71%
689,958
-39,484
-5% -$5.37M
GOOG icon
10
Alphabet (Google) Class C
GOOG
$3.89T
$90.8M 0.68%
1,358,180
-248,040
-15% -$16M
CSCO icon
11
Cisco
CSCO
$444B
$83.7M 0.63%
1,745,081
-95,354
-5% -$4.43M
AMGN icon
12
Amgen
AMGN
$201B
$80.2M 0.6%
332,540
+30,153
+10% +$6.65M
T icon
13
AT&T
T
$157B
$77.8M 0.58%
2,635,018
-17,672
-0.7% -$510K
SLV icon
14
iShares Silver Trust
SLV
$27.8B
$72.4M 0.54%
4,341,291
-1,102,764
-20% -$17.9M
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$72.1M 0.54%
223,943
-8,984
-4% -$2.77M
CMCSA icon
16
Comcast
CMCSA
$78.3B
$69.7M 0.52%
1,550,665
+19,203
+1% +$855K
AVGO icon
17
Broadcom
AVGO
$1.87T
$67.9M 0.51%
2,150,100
+42,520
+2% +$1.29M
ADBE icon
18
Adobe
ADBE
$84.3B
$67.4M 0.51%
204,252
+4,539
+2% +$1.34M
PG icon
19
Procter & Gamble
PG
$342B
$66M 0.5%
528,394
-40,006
-7% -$4.89M
ABBV icon
20
AbbVie
ABBV
$454B
$65.1M 0.49%
734,809
+91,269
+14% +$7.58M
VZ icon
21
Verizon
VZ
$183B
$63.6M 0.48%
1,035,051
+9,909
+1% +$598K
CVX icon
22
Chevron
CVX
$387B
$63.4M 0.48%
526,120
+10,055
+2% +$1.18M
LMT icon
23
Lockheed Martin
LMT
$131B
$62.7M 0.47%
161,101
+10,950
+7% +$4.2M
JNJ icon
24
Johnson & Johnson
JNJ
$624B
$61.8M 0.46%
423,564
-15,848
-4% -$2.15M
GILD icon
25
Gilead Sciences
GILD
$162B
$59.6M 0.45%
917,971
+78,152
+9% +$5.09M
1
2 3 4 5

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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.