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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$422M 1.2%
2,254,498
+472,844
+27% +$86.8M
AAPL icon
2
Apple
AAPL
$4.72T
$234M 0.66%
12,182,716
-1,044,232
-8% -$19.9M
MSFT icon
3
Microsoft
MSFT
$2.83T
$209M 0.59%
5,098,566
+238,668
+5% +$8.96M
CSC
4
DELISTED
Computer Sciences
CSC
$170M 0.48%
6,614,398
-404,943
-6% -$10.2M
THG icon
5
Hanover Insurance
THG
$7.49B
$162M 0.46%
2,639,812
-103,067
-4% -$6.03M
RGA icon
6
Reinsurance Group of America
RGA
$15.3B
$155M 0.44%
1,947,381
+124,742
+7% +$9.47M
B
7
Barrick Mining
B
$62.3B
$147M 0.42%
8,237,927
+104,931
+1% +$2.03M
GILD icon
8
Gilead Sciences
GILD
$162B
$141M 0.4%
1,996,821
+378,893
+23% +$29.7M
GDX icon
9
VanEck Gold Miners ETF
GDX
$22.9B
$121M 0.34%
5,110,550
– –
CSCO icon
10
Cisco
CSCO
$444B
$120M 0.34%
5,339,403
-7,132
-0.1% -$158K
INTC icon
11
Intel
INTC
$504B
$118M 0.34%
4,573,234
+79,753
+2% +$1.99M
ABBV icon
12
AbbVie
ABBV
$454B
$114M 0.32%
2,212,956
+718,829
+48% +$36.3M
AMZN icon
13
Amazon
AMZN
$2.51T
$112M 0.32%
6,651,920
+838,280
+14% +$15.6M
OI icon
14
O-I Glass
OI
$1.37B
$112M 0.32%
3,296,336
-90,203
-3% -$3M
CVX icon
15
Chevron
CVX
$387B
$110M 0.31%
922,369
+18,449
+2% +$2.15M
CVA
16
DELISTED
Covanta Holding Corporation
CVA
$105M 0.3%
5,839,708
+140,913
+2% +$2.49M
CVS icon
17
CVS Health
CVS
$136B
$105M 0.3%
1,402,449
+486,644
+53% +$34.4M
WLL
18
DELISTED
Whiting Petroleum Corporation
WLL
$105M 0.3%
5,042
+973
+24% +$18.4M
QCOM icon
19
Qualcomm
QCOM
$180B
$104M 0.29%
1,313,850
-507,224
-28% -$38.2M
META icon
20
Meta Platforms (Facebook)
META
$1.54T
$103M 0.29%
1,708,920
+283,204
+20% +$17.9M
BA icon
21
Boeing
BA
$165B
$102M 0.29%
813,246
+163,874
+25% +$21.4M
PWR icon
22
Quanta Services
PWR
$98.1B
$101M 0.29%
2,730,187
-521,499
-16% -$17.4M
VALE icon
23
Vale
VALE
$63.1B
$99.3M 0.28%
756,856
+242,496
+47% +$3.31M
CCJ icon
24
Cameco
CCJ
$38.9B
$98.5M 0.28%
4,296,204
-403,745
-9% -$9M
IWM icon
25
iShares Russell 2000 ETF
IWM
$81.2B
$98.4M 0.28%
846,100
+221,200
+35% +$25.5M
1
2 3 4 5

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.