Guggenheim Capital’s State Street SPDR S&P MIDCAP 400 ETF Trust MDY Stock Holding History

Guggenheim Capital’s Portfolio MDY Stock Details MDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,300	Closed	-$3.89M	–	2965
2015 Q4	$3.89M	Sell	15,300 -5,300	-26%	-$1.38M	0.01%	1149
2015 Q3	$5.13M	Buy	20,600 +300	+1%	+$79.4K	0.02%	1022
2015 Q2	$5.55M	Sell	20,300 -51,800	-72%	-$14.4M	0.01%	1103
2015 Q1	$20M	Buy	72,100 +6,665	+10%	+$1.8M	0.05%	631
2014 Q4	$17.3M	Sell	65,435 -99,200	-60%	-$25.4M	0.04%	669
2014 Q3	$41M	Buy	164,635 +1,308	+0.8%	+$336K	0.1%	296
2014 Q2	$42.6M	Sell	163,327 -4,908	-3%	-$1.23M	0.11%	266
2014 Q1	$42.2M	Sell	168,235 -159,260	-49%	-$39M	0.12%	218
2013 Q4	$80M	Buy	327,495 +250,700	+326%	+$59M	0.24%	39
2013 Q3	$17.4M	Sell	76,795 -720	-0.9%	-$160K	0.06%	541
2013 Q2	$16.3M	Buy	+77,515	New	+$16.4M	0.07%	457

Other funds holding MDY

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital's MDY Position: Q1 2016 in Review

Guggenheim Capital sold out of State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) in Q1 2016, closing a stake of 15,300 shares — an estimated $3.89M sold.

Guggenheim Capital first reported a position in MDY in Q2 2013 and held it in 11 quarters. The position peaked at $80M in Q4 2013. 593 funds tracked by Wall St. Rank hold MDY as of Q1 2016.

Guggenheim Capital reported no remaining State Street SPDR S&P MIDCAP 400 ETF Trust position as of Q1 2016 after selling out during the quarter.
Guggenheim Capital sold 15,300 State Street SPDR S&P MIDCAP 400 ETF Trust shares in Q1 2016, an estimated $3.89M.
Guggenheim Capital first reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2013 and held it in 11 quarters.
Guggenheim Capital's State Street SPDR S&P MIDCAP 400 ETF Trust position peaked at $80M in Q4 2013.
593 funds tracked by Wall St. Rank held State Street SPDR S&P MIDCAP 400 ETF Trust as of Q1 2016.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.