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State Street SPDR S&P MIDCAP 400 ETF Trust

440 hedge funds and large institutions have $9.01B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2013 Q3 according to their latest regulatory filings, with 46 funds opening new positions, 156 increasing their positions, 146 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 22

14% more capital invested

Capital invested by funds: $7.88B → $9.01B (+$1.13B)

12% more funds holding in top 10

Funds holding in top 10: 5865 (+7)

4% more funds holding

Funds holding: 423440 (+17)

7% more repeat investments, than reductions

Existing positions increased: 156 | Existing positions reduced: 146

0.87% less ownership

Funds ownership: 63.71%62.84% (-0.87%)

7% less call options, than puts

Call options by funds: $483M | Put options by funds: $521M

Holders
440
Holders Change
+17
Holders Change %
+4.02%
% of All Funds
14.27%
Holding in Top 10
65
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+12.07%
% of All Funds
2.11%
New
46
Increased
156
Reduced
146
Closed
22
Calls
$483M
Puts
$521M
Net Calls
-$38.1M
Net Calls Change
+$278M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$596M +$9.59M +43,109 +2%
Bank of America
2
Bank of America
North Carolina
$531M -$10.2M -45,713 -2%
Wells Fargo
3
Wells Fargo
California
$490M +$20.2M +90,637 +4%
V
4
Veritable
Delaware
$434M -$6.75M -30,372 -2%
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$381M +$336M +1,513,116 +898%
SG Americas Securities
6
SG Americas Securities
New York
$368M +$75.8M +341,042 +27%
US Bancorp
7
US Bancorp
Minnesota
$301M +$2.37M +10,641 +0.8%
Northern Trust
8
Northern Trust
Illinois
$287M +$1.06M +4,746 +0.4%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$266M -$656K -2,951 -0.3%
RI
10
Relational Investors
California
$258M -$6.23M -28,000 -2%
CM
11
Churchill Management
California
$253M -$5.67M -25,489 -2%
KPAG
12
KLS Professional Advisors Group
New York
$249M +$4.03M +18,128 +2%
JP Morgan Chase
13
JP Morgan Chase
New York
$206M +$10.8M +48,552 +6%
U
14
UBS
Switzerland
$199M +$14.5M +65,165 +8%
Morgan Stanley
15
Morgan Stanley
New York
$187M +$1.96M +8,795 +1%
Citigroup
16
Citigroup
New York
$174M -$9.66M -43,465 -5%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$171M +$105M +471,710 +166%
RJA
18
Raymond James & Associates
Florida
$157M +$6.99M +31,430 +5%
State Street
19
State Street
Massachusetts
$141M +$33M +148,411 +31%
VKH
20
Virtu KCG Holdings
New York
$136M +$134M +602,833 New
Goldman Sachs
21
Goldman Sachs
New York
$130M -$80.4M -361,484 -39%
RMPT
22
Raytheon Master Pension Trust
Massachusetts
$121M +$34.8M +156,637 +41%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$120M -$129M -578,164 -52%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$118M -$6.67M -30,016 -5%
SAS
25
Sage Advisory Services
Texas
$110M +$108M +486,231 New