We are live on ! Find out more
MDY icon

State Street SPDR S&P MIDCAP 400 ETF Trust

604 hedge funds and large institutions have $8.85B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2015 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 200 increasing their positions, 196 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

144% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 32

23% more call options, than puts

Call options by funds: $893M | Put options by funds: $726M

14% more capital invested

Capital invested by funds: $7.79B → $8.85B (+$1.06B)

7% more funds holding

Funds holding: 563604 (+41)

4.78% more ownership

Funds ownership: 54.57%59.35% (+4.8%)

4% more funds holding in top 10

Funds holding in top 10: 7881 (+3)

2% more repeat investments, than reductions

Existing positions increased: 200 | Existing positions reduced: 196

Holders
604
Holders Change
+41
Holders Change %
+7.28%
% of All Funds
15.84%
Holding in Top 10
81
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+3.85%
% of All Funds
2.12%
New
78
Increased
200
Reduced
196
Closed
32
Calls
$893M
Puts
$726M
Net Calls
+$167M
Net Calls Change
-$143M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$630M +$237M +909,276 +57%
Bank of America
2
Bank of America
North Carolina
$627M +$30M +115,185 +5%
Wells Fargo
3
Wells Fargo
California
$604M +$13.2M +50,742 +2%
V
4
Veritable
Delaware
$451M +$3M +11,521 +0.7%
Morgan Stanley
5
Morgan Stanley
New York
$435M +$127M +489,193 +40%
US Bancorp
6
US Bancorp
Minnesota
$335M +$1.94M +7,472 +0.6%
Northern Trust
7
Northern Trust
Illinois
$319M +$11.8M +45,450 +4%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$312M -$4.13M -15,859 -1%
UBS Group
9
UBS Group
Switzerland
$283M -$84M -322,880 -22%
RJA
10
Raymond James & Associates
Florida
$271M +$50.2M +192,802 +22%
KPAG
11
KLS Professional Advisors Group
New York
$267M +$9.46M +36,345 +4%
FIM
12
Freedom Investment Management
Connecticut
$206M +$207M +796,632 +5,762%
SG Americas Securities
13
SG Americas Securities
New York
$186M -$83.3M -319,955 -30%
HSBC Holdings
14
HSBC Holdings
United Kingdom
$181M +$133M +512,895 +257%
Victory Capital Management
15
Victory Capital Management
Texas
$162M +$97.6M +374,949 +142%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$111M +$102M +393,820 +927%
ABTD
17
Arvest Bank Trust Division
Oklahoma
$107M +$3.05M +11,727 +3%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$94.2M +$5.62M +21,591 +6%
JP Morgan Chase
19
JP Morgan Chase
New York
$86.1M +$56.7M +217,704 +180%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$75.6M +$1.06M +4,068 +1%
State Street
21
State Street
Massachusetts
$62.5M +$18.1M +69,674 +40%
Goldman Sachs
22
Goldman Sachs
New York
$62.2M -$85.7M -329,234 -57%
Brown Advisory
23
Brown Advisory
Maryland
$59.5M +$2.01M +7,736 +3%
MCM
24
MAI Capital Management
Ohio
$56.6M +$1.43M +5,492 +3%
Millennium Management
25
Millennium Management
New York
$55.5M +$44.1M +169,507 +348%

MDY Hedge Fund Activity: Q4 2015 in Review

604 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q4 2015, worth a combined $8.85B — up 14% from $7.79B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new MDY positions and 32 closed out — a net gain of 46 holders — while 200 added to existing stakes and 196 trimmed.

The largest buyer was LPL Financial, adding an estimated $237M. The largest seller was Goldman Sachs, cutting an estimated $85.7M.

  • 604 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q4 2015, up from 563 in Q3 2015.
  • Funds reported $8.85B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q4 2015, up 14% quarter-over-quarter.
  • 78 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q4 2015 and 32 closed out, a net change of +46 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q4 2015 was LPL Financial, an estimated $237M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q4 2015 was Goldman Sachs, an estimated $85.7M sold.

Based on aggregated 13F filings for Q4 2015.