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State Street SPDR S&P MIDCAP 400 ETF Trust

1,156 hedge funds and large institutions have $12.6B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2023 Q3 according to their latest regulatory filings, with 65 funds opening new positions, 299 increasing their positions, 401 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more call options, than puts

Call options by funds: $994M | Put options by funds: $477M

41% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 46

6.49% more ownership

Funds ownership: 60.93%67.42% (+6.5%)

6% more capital invested

Capital invested by funds: $11.9B → $12.6B (+$691M)

0% more funds holding

Funds holding: 1,1531,156 (+3)

11% less funds holding in top 10

Funds holding in top 10: 7062 (-8)

25% less repeat investments, than reductions

Existing positions increased: 299 | Existing positions reduced: 401

Holders
1,156
Holders Change
+3
Holders Change %
+0.26%
% of All Funds
18.35%
Holding in Top 10
62
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-11.43%
% of All Funds
0.98%
New
65
Increased
299
Reduced
401
Closed
46
Calls
$994M
Puts
$477M
Net Calls
+$518M
Net Calls Change
+$126M
Name Holding Trade Value Shares
Change
Change in
Stake
GBWM
1
Granite Bay Wealth Management
New Hampshire
$1.22B +$1.2B +2,497,603 +6,363%
Bank of America
2
Bank of America
North Carolina
$1.03B +$78M +162,810 +8%
Wells Fargo
3
Wells Fargo
California
$664M -$3.17M -6,617 -0.5%
Morgan Stanley
4
Morgan Stanley
New York
$577M -$37.5M -78,172 -6%
Northern Trust
5
Northern Trust
Illinois
$527M -$5.53M -11,538 -1%
US Bancorp
6
US Bancorp
Minnesota
$499M -$1.58M -3,290 -0.3%
PFO
7
Pathstone Family Office
New Jersey
$440M +$461M +961,212 +50,563%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$362M -$6.22M -12,976 -2%
UBS Group
9
UBS Group
Switzerland
$275M -$3.56M -7,425 -1%
Goldman Sachs
10
Goldman Sachs
New York
$244M +$86.2M +179,936 +51%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$231M -$4.39M -9,171 -2%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$229M +$11.5M +23,919 +5%
RJA
13
Raymond James & Associates
Florida
$166M +$2.46M +5,141 +1%
Citadel Advisors
14
Citadel Advisors
Florida
$148M +$27.6M +57,695 +22%
BNP Paribas Financial Markets
15
BNP Paribas Financial Markets
France
$146M +$776K +1,619 +0.5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$125M -$298K -622 -0.2%
Creative Planning
17
Creative Planning
Kansas
$124M -$18.4M -38,351 -12%
AT
18
Arvest Trust
Oklahoma
$123M -$856K -1,786 -0.7%
CCA
19
Conservest Capital Advisors
Pennsylvania
$116M +$708K +1,478 +0.6%
Corient Private Wealth
20
Corient Private Wealth
Florida
$116M +$1.36M +2,845 +1%
JP Morgan Chase
21
JP Morgan Chase
New York
$107M -$31.7M -66,065 -22%
Squarepoint
22
Squarepoint
New York
$96.3M +$64M +133,611 +173%
MCM
23
MAI Capital Management
Ohio
$94.6M -$124K -258 -0.1%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$85.9M -$4.35M -9,072 -5%
Citigroup
25
Citigroup
New York
$84.3M +$9.58M +19,990 +12%

MDY Hedge Fund Activity: Q3 2023 in Review

1,156 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2023, worth a combined $12.6B — up 5.8% from $11.9B a quarter earlier.

Buyers outnumbered sellers: 65 funds opened new MDY positions and 46 closed out — a net gain of 19 holders — while 299 added to existing stakes and 401 trimmed.

The largest buyer was Granite Bay Wealth Management, adding an estimated $1.2B. The largest seller was Houlihan Financial Resource Group, cutting an estimated $100M.

  • 1,156 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2023, up from 1,153 in Q2 2023.
  • Funds reported $12.6B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2023, up 5.8% quarter-over-quarter.
  • 65 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2023 and 46 closed out, a net change of +19 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2023 was Granite Bay Wealth Management, an estimated $1.2B added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2023 was Houlihan Financial Resource Group, an estimated $100M sold.

Based on aggregated 13F filings for Q3 2023.