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State Street SPDR S&P MIDCAP 400 ETF Trust

684 hedge funds and large institutions have $10.9B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q4 according to their latest regulatory filings, with 111 funds opening new positions, 206 increasing their positions, 226 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more first-time investments, than exits

New positions opened: 111 | Existing positions closed: 33

35% more call options, than puts

Call options by funds: $801M | Put options by funds: $593M

24% more funds holding in top 10

Funds holding in top 10: 89110 (+21)

14% more capital invested

Capital invested by funds: $9.5B → $10.9B (+$1.37B)

11% more funds holding

Funds holding: 614684 (+70)

3.11% more ownership

Funds ownership: 54.82%57.93% (+3.1%)

9% less repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 226

Holders
684
Holders Change
+70
Holders Change %
+11.4%
% of All Funds
17.1%
Holding in Top 10
110
Holding in Top 10 Change
+21
Holding in Top 10 Change %
+23.6%
% of All Funds
2.75%
New
111
Increased
206
Reduced
226
Closed
33
Calls
$801M
Puts
$593M
Net Calls
+$207M
Net Calls Change
-$227M
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$791M +$69.3M +239,664 +10%
Bank of America
2
Bank of America
North Carolina
$668M +$28.2M +97,674 +5%
Morgan Stanley
3
Morgan Stanley
New York
$568M +$62M +214,640 +13%
V
4
Veritable
Delaware
$520M -$15.2M -52,526 -3%
Citigroup
5
Citigroup
New York
$490M -$51.2M -177,196 -10%
US Bancorp
6
US Bancorp
Minnesota
$416M +$17.8M +61,653 +5%
RJA
7
Raymond James & Associates
Florida
$401M +$20.4M +70,562 +6%
UBS Group
8
UBS Group
Switzerland
$397M +$31M +107,228 +9%
Northern Trust
9
Northern Trust
Illinois
$394M +$11.9M +41,098 +3%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$366M -$4.84M -16,737 -1%
LPL Financial
11
LPL Financial
California
$247M -$31M -107,239 -12%
FIM
12
Freedom Investment Management
Connecticut
$234M +$224M +775,731 +67,987%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$207M -$3.63M -12,547 -2%
State Street
14
State Street
Massachusetts
$173M +$65.6M +227,029 +66%
Goldman Sachs
15
Goldman Sachs
New York
$160M -$24.9M -86,196 -14%
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$143M -$150M -517,396 -52%
Victory Capital Management
17
Victory Capital Management
Texas
$132M +$31.7M +109,805 +33%
ABTD
18
Arvest Bank Trust Division
Oklahoma
$132M -$3.95M -13,654 -3%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$130M +$3.91M +13,515 +3%
KPAG
20
KLS Professional Advisors Group
New York
$123M -$40.6M -140,438 -26%
AllianceBernstein
21
AllianceBernstein
Tennessee
$122M +$103M +356,510 +723%
CC
22
Chanos & Company
New York
$69.1M +$2.39M +8,274 +4%
JP Morgan Chase
23
JP Morgan Chase
New York
$66.3M +$56.9M +196,781 +859%
MCM
24
MAI Capital Management
Ohio
$65.1M +$374K +1,294 +0.6%
Brown Advisory
25
Brown Advisory
Maryland
$64.8M -$448K -1,549 -0.7%

MDY Hedge Fund Activity: Q4 2016 in Review

684 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q4 2016, worth a combined $10.9B — up 14% from $9.5B a quarter earlier.

Buyers outnumbered sellers: 111 funds opened new MDY positions and 33 closed out — a net gain of 78 holders — while 206 added to existing stakes and 226 trimmed.

The largest buyer was Freedom Investment Management, adding an estimated $224M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $150M.

  • 684 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q4 2016, up from 614 in Q3 2016.
  • Funds reported $10.9B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q4 2016, up 14% quarter-over-quarter.
  • 111 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q4 2016 and 33 closed out, a net change of +78 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q4 2016 was Freedom Investment Management, an estimated $224M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q4 2016 was BNP Paribas Financial Markets, an estimated $150M sold.

Based on aggregated 13F filings for Q4 2016.