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State Street SPDR S&P MIDCAP 400 ETF Trust

695 hedge funds and large institutions have $10.9B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2017 Q1 according to their latest regulatory filings, with 59 funds opening new positions, 222 increasing their positions, 269 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 43

26% more call options, than puts

Call options by funds: $570M | Put options by funds: $452M

2% more funds holding

Funds holding: 684695 (+11)

0% more capital invested

Capital invested by funds: $10.9B → $10.9B (+$16.6M)

2.94% less ownership

Funds ownership: 57.93%54.98% (-2.9%)

5% less funds holding in top 10

Funds holding in top 10: 110104 (-6)

17% less repeat investments, than reductions

Existing positions increased: 222 | Existing positions reduced: 269

Holders
695
Holders Change
+11
Holders Change %
+1.61%
% of All Funds
17.3%
Holding in Top 10
104
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-5.45%
% of All Funds
2.59%
New
59
Increased
222
Reduced
269
Closed
43
Calls
$570M
Puts
$452M
Net Calls
+$117M
Net Calls Change
-$90.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$839M +$19.7M +63,530 +2%
Bank of America
2
Bank of America
North Carolina
$694M +$2.79M +9,001 +0.4%
V
3
Veritable
Delaware
$524M -$13.9M -44,731 -3%
Morgan Stanley
4
Morgan Stanley
New York
$454M -$134M -431,673 -23%
US Bancorp
5
US Bancorp
Minnesota
$446M +$15.5M +49,807 +4%
Northern Trust
6
Northern Trust
Illinois
$407M -$812K -2,618 -0.2%
UBS Group
7
UBS Group
Switzerland
$377M -$34.2M -110,281 -8%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$375M -$3.9M -12,570 -1%
RJA
9
Raymond James & Associates
Florida
$242M -$171M -552,429 -42%
FIM
10
Freedom Investment Management
Connecticut
$237M -$5.45M -17,551 -2%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$222M +$4.04M +13,009 +2%
LPL Financial
12
LPL Financial
California
$218M -$35.1M -113,019 -14%
State Street
13
State Street
Massachusetts
$179M -$210K -676 -0.1%
AllianceBernstein
14
AllianceBernstein
Tennessee
$165M +$38.4M +123,834 +31%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$152M +$88.6M +285,492 +143%
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$148M +$175K +565 +0.1%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$141M +$6.08M +19,596 +5%
ABTD
18
Arvest Bank Trust Division
Oklahoma
$132M -$4.11M -13,241 -3%
KPAG
19
KLS Professional Advisors Group
New York
$126M -$1.95M -6,272 -2%
Goldman Sachs
20
Goldman Sachs
New York
$120M -$45.8M -147,674 -28%
JP Morgan Chase
21
JP Morgan Chase
New York
$102M +$33.1M +106,789 +49%
Citigroup
22
Citigroup
New York
$97.4M -$407M -1,311,101 -81%
JMPWA
23
JP Morgan Private Wealth Advisors
California
$86.7M +$25.2M +81,222 +41%
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$82.3M +$81.8M +263,426 +940,807%
MCM
25
MAI Capital Management
Ohio
$74.5M +$7.04M +22,698 +11%

MDY Hedge Fund Activity: Q1 2017 in Review

695 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q1 2017, worth a combined $10.9B — up 0.15% from $10.9B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new MDY positions and 43 closed out — a net gain of 16 holders — while 222 added to existing stakes and 269 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $88.6M. The largest seller was Citigroup, cutting an estimated $407M.

  • 695 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q1 2017, up from 684 in Q4 2016.
  • Funds reported $10.9B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q1 2017, up 0.15% quarter-over-quarter.
  • 59 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q1 2017 and 43 closed out, a net change of +16 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q1 2017 was Royal Bank of Canada, an estimated $88.6M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q1 2017 was Citigroup, an estimated $407M sold.

Based on aggregated 13F filings for Q1 2017.