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State Street SPDR S&P MIDCAP 400 ETF Trust

507 hedge funds and large institutions have $7.96B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2014 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 153 increasing their positions, 200 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 37

0% less funds holding

Funds holding: 509507 (-2)

8% less call options, than puts

Call options by funds: $713M | Put options by funds: $773M

4.03% less ownership

Funds ownership: 60.56%56.53% (-4%)

11% less funds holding in top 10

Funds holding in top 10: 7062 (-8)

16% less capital invested

Capital invested by funds: $9.44B → $7.96B (-$1.47B)

24% less repeat investments, than reductions

Existing positions increased: 153 | Existing positions reduced: 200

Holders
507
Holders Change
-2
Holders Change %
-0.39%
% of All Funds
14.71%
Holding in Top 10
62
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-11.43%
% of All Funds
1.8%
New
40
Increased
153
Reduced
200
Closed
37
Calls
$713M
Puts
$773M
Net Calls
-$60.2M
Net Calls Change
+$260M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$607M -$11.4M -44,348 -2%
Wells Fargo
2
Wells Fargo
California
$536M -$9.34M -36,407 -2%
V
3
Veritable
Delaware
$458M +$249K +969 +0.1%
LPL Financial
4
LPL Financial
California
$419M -$223M -869,198 -34%
US Bancorp
5
US Bancorp
Minnesota
$329M -$2.95M -11,510 -0.9%
Goldman Sachs
6
Goldman Sachs
New York
$324M -$93.5M -364,198 -22%
Deutsche Bank
7
Deutsche Bank
Germany
$316M +$275M +1,071,919 +546%
Northern Trust
8
Northern Trust
Illinois
$301M -$1.97M -7,684 -0.6%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$299M +$9.18M +35,777 +3%
KPAG
10
KLS Professional Advisors Group
New York
$289M -$2.8M -10,927 -0.9%
U
11
UBS
Switzerland
$280M -$44.5M -173,488 -13%
Morgan Stanley
12
Morgan Stanley
New York
$247M -$117M -456,945 -32%
RJA
13
Raymond James & Associates
Florida
$204M +$4.03M +15,710 +2%
CM
14
Churchill Management
California
$187M -$26.7M -103,967 -12%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$134M +$38.2M +148,792 +38%
CS
16
Credit Suisse
Switzerland
$134M +$65.1M +253,790 +89%
Citigroup
17
Citigroup
New York
$124M -$53.4M -208,089 -29%
ABTD
18
Arvest Bank Trust Division
Oklahoma
$93.7M +$96.5M +375,931 New
State Street
19
State Street
Massachusetts
$87.5M -$43.5M -169,513 -33%
JP Morgan Chase
20
JP Morgan Chase
New York
$83.8M +$10.9M +42,388 +14%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$75.1M -$2.87M -11,172 -4%
HSBC Holdings
22
HSBC Holdings
United Kingdom
$59.1M -$40.7M -158,740 -40%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$48.5M -$92.4M -359,859 -65%
AC
24
Aperimus Capital
California
$44.7M -$4.52M -17,600 -9%
JMPWA
25
JP Morgan Private Wealth Advisors
California
$41.9M +$11.2M +43,656 +35%

MDY Hedge Fund Activity: Q3 2014 in Review

507 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2014, worth a combined $7.96B — down 16% from $9.44B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new MDY positions and 37 closed out — a net gain of 3 holders — while 153 added to existing stakes and 200 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $275M. The largest seller was Stadion Money Management, exiting entirely with an estimated $232M sold.

  • 507 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2014, down from 509 in Q2 2014.
  • Funds reported $7.96B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2014, down 16% quarter-over-quarter.
  • 40 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2014 and 37 closed out, a net change of +3 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2014 was Deutsche Bank, an estimated $275M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2014 was Stadion Money Management, an estimated $232M sold.

Based on aggregated 13F filings for Q3 2014.