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State Street SPDR S&P MIDCAP 400 ETF Trust

501 hedge funds and large institutions have $9.71B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 91 funds opening new positions, 166 increasing their positions, 154 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 91 | Existing positions closed: 26

14% more funds holding

Funds holding: 440501 (+61)

12% more funds holding in top 10

Funds holding in top 10: 6573 (+8)

8% more capital invested

Capital invested by funds: $9.01B → $9.71B (+$700M)

8% more repeat investments, than reductions

Existing positions increased: 166 | Existing positions reduced: 154

2% more call options, than puts

Call options by funds: $724M | Put options by funds: $710M

0.86% less ownership

Funds ownership: 62.84%61.97% (-0.86%)

Holders
501
Holders Change
+61
Holders Change %
+13.86%
% of All Funds
14.54%
Holding in Top 10
73
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+12.31%
% of All Funds
2.12%
New
91
Increased
166
Reduced
154
Closed
26
Calls
$724M
Puts
$710M
Net Calls
+$14.7M
Net Calls Change
+$52.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$794M +$630M +2,677,599 +465%
LPL Financial
2
LPL Financial
California
$656M +$23M +97,908 +4%
Bank of America
3
Bank of America
North Carolina
$577M +$4.13M +17,557 +0.7%
Wells Fargo
4
Wells Fargo
California
$531M +$2.22M +9,435 +0.4%
V
5
Veritable
Delaware
$465M -$2.58M -10,973 -0.6%
US Bancorp
6
US Bancorp
Minnesota
$323M -$1.64M -6,981 -0.5%
Northern Trust
7
Northern Trust
Illinois
$307M -$2.89M -12,267 -1%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$286M -$1.03M -4,383 -0.4%
CM
9
Churchill Management
California
$278M +$4.91M +20,892 +2%
KPAG
10
KLS Professional Advisors Group
New York
$272M +$3.08M +13,073 +1%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$254M +$120M +511,730 +97%
U
12
UBS
Switzerland
$246M +$30.3M +128,623 +15%
Morgan Stanley
13
Morgan Stanley
New York
$223M +$20.2M +85,720 +10%
RJA
14
Raymond James & Associates
Florida
$184M +$14.5M +61,715 +9%
SG Americas Securities
15
SG Americas Securities
New York
$174M -$215M -915,572 -56%
RI
16
Relational Investors
California
$163M -$111M -472,179 -41%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$157M -$26.3M -111,935 -15%
Deutsche Bank
18
Deutsche Bank
Germany
$151M +$124M +527,549 +586%
State Street
19
State Street
Massachusetts
$139M -$12.5M -52,971 -9%
SAS
20
Sage Advisory Services
Texas
$119M +$394K +1,675 +0.3%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$107M -$19.1M -81,142 -16%
Citigroup
22
Citigroup
New York
$102M -$82.7M -351,464 -46%
CS
23
Credit Suisse
Switzerland
$90.2M +$34.5M +146,851 +66%
JP Morgan Chase
24
JP Morgan Chase
New York
$89.4M -$128M -543,357 -60%
AT
25
Arvest Trust
Oklahoma
$86.7M -$736K -3,129 -0.9%