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State Street SPDR S&P MIDCAP 400 ETF Trust

932 hedge funds and large institutions have $11.2B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2019 Q4 according to their latest regulatory filings, with 134 funds opening new positions, 224 increasing their positions, 349 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

235% more first-time investments, than exits

New positions opened: 134 | Existing positions closed: 40

21% more call options, than puts

Call options by funds: $291M | Put options by funds: $241M

10% more funds holding

Funds holding: 847932 (+85)

9% more funds holding in top 10

Funds holding in top 10: 8289 (+7)

7% more capital invested

Capital invested by funds: $10.5B → $11.2B (+$700M)

3.45% more ownership

Funds ownership: 55.36%58.8% (+3.4%)

36% less repeat investments, than reductions

Existing positions increased: 224 | Existing positions reduced: 349

Holders
932
Holders Change
+85
Holders Change %
+10.04%
% of All Funds
18.36%
Holding in Top 10
89
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+8.54%
% of All Funds
1.75%
New
134
Increased
224
Reduced
349
Closed
40
Calls
$291M
Puts
$241M
Net Calls
+$49.6M
Net Calls Change
-$90.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$986M +$48.9M +135,238 +5%
Wells Fargo
2
Wells Fargo
California
$782M -$9.5M -26,282 -1%
US Bancorp
3
US Bancorp
Minnesota
$517M -$3.87M -10,713 -0.8%
V
4
Veritable
Delaware
$497M -$3.47M -9,593 -0.7%
Northern Trust
5
Northern Trust
Illinois
$496M -$2.68M -7,406 -0.6%
Morgan Stanley
6
Morgan Stanley
New York
$446M -$11.6M -32,150 -3%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$439M -$6.83M -18,888 -2%
UBS Group
8
UBS Group
Switzerland
$437M -$13.6M -37,520 -3%
Manulife (Manufacturers Life Insurance)
9
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$424M +$1.79M +4,954 +0.4%
Goldman Sachs
10
Goldman Sachs
New York
$220M +$53.1M +146,835 +34%
RJA
11
Raymond James & Associates
Florida
$213M +$438K +1,213 +0.2%
ABTD
12
Arvest Bank Trust Division
Oklahoma
$185M +$1.22M +3,380 +0.7%
SW
13
SVB Wealth
Massachusetts
$133M -$973K -2,691 -0.8%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$127M -$4.58M -12,659 -4%
LPL Financial
15
LPL Financial
California
$126M +$600K +1,660 +0.5%
RM
16
Resource Management
Louisiana
$118M -$728K -2,014 -0.6%
Citigroup
17
Citigroup
New York
$112M -$94.1M -260,213 -47%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$101M +$31.9M +88,205 +49%
CCA
19
Conservest Capital Advisors
Pennsylvania
$91.2M +$4.11M +11,379 +5%
Ameriprise
20
Ameriprise
Minnesota
$77.4M -$16M -44,371 -18%
JMPWA
21
JP Morgan Private Wealth Advisors
California
$75.8M -$125K -345 -0.2%
SG Americas Securities
22
SG Americas Securities
New York
$74.4M +$64.4M +178,304 +900%
MCM
23
MAI Capital Management
Ohio
$70.1M -$1.3M -3,610 -2%
CS
24
Credit Suisse
Switzerland
$69.3M +$27.7M +76,757 +71%
WT
25
Whittier Trust
California
$68.4M +$823K +2,278 +1%

MDY Hedge Fund Activity: Q4 2019 in Review

932 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q4 2019, worth a combined $11.2B — up 6.7% from $10.5B a quarter earlier.

Buyers outnumbered sellers: 134 funds opened new MDY positions and 40 closed out — a net gain of 94 holders — while 224 added to existing stakes and 349 trimmed.

The largest buyer was SG Americas Securities, adding an estimated $64.4M. The largest seller was Citigroup, cutting an estimated $94.1M.

  • 932 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q4 2019, up from 847 in Q3 2019.
  • Funds reported $11.2B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q4 2019, up 6.7% quarter-over-quarter.
  • 134 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q4 2019 and 40 closed out, a net change of +94 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q4 2019 was SG Americas Securities, an estimated $64.4M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q4 2019 was Citigroup, an estimated $94.1M sold.

Based on aggregated 13F filings for Q4 2019.