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State Street SPDR S&P MIDCAP 400 ETF Trust

1,023 hedge funds and large institutions have $12.4B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2021 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 259 increasing their positions, 359 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.14% more ownership

Funds ownership: 60.11%61.24% (+1.1%)

4% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 56

3% less capital invested

Capital invested by funds: $12.8B → $12.4B (-$373M)

2% less funds holding

Funds holding: 1,0391,023 (-16)

6% less funds holding in top 10

Funds holding in top 10: 7066 (-4)

28% less repeat investments, than reductions

Existing positions increased: 259 | Existing positions reduced: 359

89% less call options, than puts

Call options by funds: $181M | Put options by funds: $1.6B

Holders
1,023
Holders Change
-16
Holders Change %
-1.54%
% of All Funds
17.91%
Holding in Top 10
66
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-5.71%
% of All Funds
1.16%
New
58
Increased
259
Reduced
359
Closed
56
Calls
$181M
Puts
$1.6B
Net Calls
-$1.42B
Net Calls Change
-$1.25B
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$1.07B +$6.71M +13,670 +0.6%
Wells Fargo
2
Wells Fargo
California
$805M -$62.2M -126,731 -7%
Northern Trust
3
Northern Trust
Illinois
$617M +$33.4M +67,953 +6%
US Bancorp
4
US Bancorp
Minnesota
$570M -$9.02M -18,369 -2%
Morgan Stanley
5
Morgan Stanley
New York
$520M +$50.3M +102,335 +10%
UBS Group
6
UBS Group
Switzerland
$495M +$150M +305,974 +42%
V
7
Veritable
Delaware
$493M -$2.81M -5,712 -0.6%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$474M -$679K -1,383 -0.1%
Goldman Sachs
9
Goldman Sachs
New York
$263M -$22.7M -46,314 -8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$249M +$56.4M +114,871 +28%
Citigroup
11
Citigroup
New York
$238M +$39.2M +79,747 +19%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$210M -$12.6M -25,573 -6%
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$176M +$25.9M +52,688 +17%
RJA
14
Raymond James & Associates
Florida
$171M -$74.5M -151,648 -30%
ABTD
15
Arvest Bank Trust Division
Oklahoma
$145M -$3.39M -6,900 -2%
RM
16
Resource Management
Louisiana
$129M +$528K +1,075 +0.4%
CCA
17
Conservest Capital Advisors
Pennsylvania
$110M -$776K -1,580 -0.7%
JMPWA
18
JP Morgan Private Wealth Advisors
California
$107M +$7.98M +16,256 +8%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$104M -$3.36M -6,841 -3%
Bessemer Group
20
Bessemer Group
New Jersey
$93.7M +$78.1M +158,985 +443%
MCM
21
MAI Capital Management
Ohio
$92.4M +$2.13M +4,338 +2%
LPL Financial
22
LPL Financial
California
$83.4M +$4.23M +8,620 +5%
WT
23
Whittier Trust
California
$79.6M -$868K -1,767 -1%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
24
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$76.9M +$41.7M +85,000 +113%
WF
25
Welch & Forbes
Massachusetts
$71.8M +$1.41M +2,862 +2%

MDY Hedge Fund Activity: Q3 2021 in Review

1,023 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2021, worth a combined $12.4B — down 2.9% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 58 funds opened new MDY positions and 56 closed out — a net gain of 2 holders — while 259 added to existing stakes and 359 trimmed.

The largest buyer was UBS Group, adding an estimated $150M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $396M.

  • 1,023 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2021, down from 1,039 in Q2 2021.
  • Funds reported $12.4B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2021, down 2.9% quarter-over-quarter.
  • 58 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2021 and 56 closed out, a net change of +2 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2021 was UBS Group, an estimated $150M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2021 was Manulife (Manufacturers Life Insurance), an estimated $396M sold.

Based on aggregated 13F filings for Q3 2021.