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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.83T
$295M 2.59%
1,229,299
+106,655
+10% +$25.6M
AAPL icon
2
Apple
AAPL
$4.72T
$278M 2.44%
2,138,173
-158,627
-7% -$22.7M
AMZN icon
3
Amazon
AMZN
$2.51T
$132M 1.16%
1,574,246
+118,921
+8% +$11.7M
MRK icon
4
Merck
MRK
$322B
$103M 0.91%
931,079
-69,545
-7% -$7.11M
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$3.89T
$102M 0.89%
1,153,843
+81,139
+8% +$7.71M
CVX icon
6
Chevron
CVX
$387B
$95.7M 0.84%
533,282
-40,058
-7% -$6.99M
CSCO icon
7
Cisco
CSCO
$444B
$94M 0.83%
1,972,462
-8,901
-0.4% -$405K
ABBV icon
8
AbbVie
ABBV
$454B
$91.7M 0.81%
567,620
-78,473
-12% -$12M
NVDA icon
9
NVIDIA
NVDA
$5.06T
$86.2M 0.76%
5,899,420
+231,610
+4% +$3.4M
AVGO icon
10
Broadcom
AVGO
$1.87T
$84.3M 0.74%
1,507,600
-60,290
-4% -$3.02M
PEP icon
11
PepsiCo
PEP
$184B
$78.6M 0.69%
435,067
-56,506
-11% -$10.1M
GOOG icon
12
Alphabet (Google) Class C
GOOG
$3.89T
$75.3M 0.66%
848,263
+68,775
+9% +$6.56M
KO icon
13
Coca-Cola
KO
$349B
$73.9M 0.65%
1,161,011
+92,373
+9% +$5.58M
GILD icon
14
Gilead Sciences
GILD
$162B
$69M 0.61%
803,442
-45,064
-5% -$3.57M
PLD icon
15
Prologis
PLD
$135B
$66.4M 0.58%
589,035
+102,068
+21% +$11.3M
JNJ icon
16
Johnson & Johnson
JNJ
$624B
$64.9M 0.57%
367,638
-18,127
-5% -$3.13M
QCOM icon
17
Qualcomm
QCOM
$180B
$64.3M 0.56%
584,960
-13,161
-2% -$1.54M
AMGN icon
18
Amgen
AMGN
$201B
$63.2M 0.56%
240,781
-42,846
-15% -$11.5M
META icon
19
Meta Platforms (Facebook)
META
$1.54T
$61.8M 0.54%
513,689
-26,014
-5% -$3.05M
IBM icon
20
IBM
IBM
$195B
$61.3M 0.54%
435,307
-9,145
-2% -$1.26M
LQD icon
21
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$59.8M 0.53%
567,088
+414,748
+272% +$43.4M
PFE icon
22
Pfizer
PFE
$143B
$58.2M 0.51%
1,136,386
-46,526
-4% -$2.23M
HON icon
23
Honeywell
HON
$78B
$56.9M 0.5%
281,729
-188
-0.1% -$35.9K
APD icon
24
Air Products & Chemicals
APD
$65.5B
$56.8M 0.5%
184,180
+10,348
+6% +$2.92M
TSLA icon
25
Tesla
TSLA
$1.26T
$56.7M 0.5%
460,133
+45,253
+11% +$8.57M
1
2 3 4 5

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.