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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.72T
$317M 2.91%
2,296,800
-48,981
-2% -$7.69M
MSFT icon
2
Microsoft
MSFT
$2.83T
$261M 2.39%
1,122,644
-15,581
-1% -$4.11M
AMZN icon
3
Amazon
AMZN
$2.51T
$164M 1.51%
1,455,325
+2,051
+0.1% +$259K
TSLA icon
4
Tesla
TSLA
$1.26T
$110M 1.01%
414,880
-4,160
-1% -$1.16M
KAHC
5
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$109M 1%
11,052,298
-3,716,827
-25% -$36.5M
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$3.89T
$103M 0.94%
1,072,704
-19,076
-2% -$2.12M
ABBV icon
7
AbbVie
ABBV
$454B
$86.7M 0.79%
646,093
-45,663
-7% -$6.55M
MRK icon
8
Merck
MRK
$322B
$86.2M 0.79%
1,000,624
-244
-0% -$21.8K
CVX icon
9
Chevron
CVX
$387B
$82.4M 0.75%
573,340
+8,218
+1% +$1.25M
PEP icon
10
PepsiCo
PEP
$184B
$80.3M 0.74%
491,573
-29,264
-6% -$5.04M
CSCO icon
11
Cisco
CSCO
$444B
$79.3M 0.73%
1,981,363
+45,851
+2% +$2.03M
GOOG icon
12
Alphabet (Google) Class C
GOOG
$3.89T
$74.9M 0.69%
779,488
-15,472
-2% -$1.73M
META icon
13
Meta Platforms (Facebook)
META
$1.54T
$73.2M 0.67%
539,703
-940
-0.2% -$152K
AVGO icon
14
Broadcom
AVGO
$1.87T
$69.6M 0.64%
1,567,890
-43,960
-3% -$2.25M
NVDA icon
15
NVIDIA
NVDA
$5.06T
$68.8M 0.63%
5,667,810
+183,710
+3% +$2.9M
QCOM icon
16
Qualcomm
QCOM
$180B
$67.6M 0.62%
598,121
-4,902
-0.8% -$673K
AMGN icon
17
Amgen
AMGN
$201B
$63.9M 0.59%
283,627
+388
+0.1% +$94K
JNJ icon
18
Johnson & Johnson
JNJ
$624B
$63M 0.58%
385,765
-2,444
-0.6% -$414K
KO icon
19
Coca-Cola
KO
$349B
$59.9M 0.55%
1,068,638
-30,474
-3% -$1.89M
COST icon
20
Costco
COST
$411B
$59.6M 0.55%
126,152
+780
+0.6% +$406K
TXN icon
21
Texas Instruments
TXN
$260B
$57.1M 0.52%
368,768
+4,103
+1% +$688K
IBM icon
22
IBM
IBM
$195B
$52.8M 0.48%
444,452
+12,323
+3% +$1.62M
GILD icon
23
Gilead Sciences
GILD
$162B
$52.3M 0.48%
848,506
-36,335
-4% -$2.29M
PFE icon
24
Pfizer
PFE
$143B
$51.8M 0.47%
1,182,912
-45,763
-4% -$2.22M
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$50.9M 0.47%
142,445
+98
+0.1% +$38.9K
1
2 3 4 5

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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.