We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.72T
$264M 0.75%
9,107,308
-44,152
-0.5% -$1.25M
MSFT icon
2
Microsoft
MSFT
$2.83T
$217M 0.62%
3,492,534
+17,202
+0.5% +$1.03M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$175M 0.5%
783,271
-104,541
-12% -$22.8M
AMZN icon
4
Amazon
AMZN
$2.51T
$170M 0.49%
4,525,480
+52,960
+1% +$2.08M
META icon
5
Meta Platforms (Facebook)
META
$1.54T
$168M 0.48%
1,461,770
+31,573
+2% +$3.88M
JNJ icon
6
Johnson & Johnson
JNJ
$624B
$135M 0.39%
1,170,925
+111,088
+10% +$12.8M
QCOM icon
7
Qualcomm
QCOM
$180B
$131M 0.37%
2,002,727
+228,203
+13% +$15.3M
CSCO icon
8
Cisco
CSCO
$444B
$130M 0.37%
4,293,177
+607,221
+16% +$18.5M
CELG
9
DELISTED
Celgene Corp
CELG
$127M 0.36%
1,097,391
+37,967
+4% +$4.23M
ABBV icon
10
AbbVie
ABBV
$454B
$125M 0.36%
2,003,451
+85,840
+4% +$5.24M
INTC icon
11
Intel
INTC
$504B
$124M 0.36%
3,426,257
+247,134
+8% +$8.85M
GOOGL icon
12
Alphabet (Google) Class A
GOOGL
$3.89T
$119M 0.34%
3,005,760
-37,640
-1% -$1.5M
CVX icon
13
Chevron
CVX
$387B
$116M 0.33%
988,896
+20,383
+2% +$2.22M
PG icon
14
Procter & Gamble
PG
$342B
$115M 0.33%
1,367,972
-20,800
-1% -$1.77M
T icon
15
AT&T
T
$157B
$114M 0.33%
3,561,436
+174,277
+5% +$5.14M
XOM icon
16
ExxonMobil
XOM
$650B
$113M 0.32%
1,256,639
+121,402
+11% +$10.6M
VZ icon
17
Verizon
VZ
$183B
$112M 0.32%
2,094,415
+224,790
+12% +$11.2M
GILD icon
18
Gilead Sciences
GILD
$162B
$111M 0.32%
1,545,103
-55,332
-3% -$4.11M
AMAT icon
19
Applied Materials
AMAT
$447B
$109M 0.31%
3,364,533
+1,132,137
+51% +$34.4M
CMCSA icon
20
Comcast
CMCSA
$78.3B
$108M 0.31%
3,140,858
+593,358
+23% +$19.8M
NVDA icon
21
NVIDIA
NVDA
$5.06T
$108M 0.31%
40,532,680
-10,695,440
-21% -$22.4M
UNH icon
22
UnitedHealth
UNH
$385B
$108M 0.31%
673,849
+209,420
+45% +$31.3M
PEP icon
23
PepsiCo
PEP
$184B
$107M 0.31%
1,019,686
-37,981
-4% -$3.98M
JPM icon
24
JPMorgan Chase
JPM
$930B
$107M 0.3%
1,234,560
+68,720
+6% +$5.24M
AMGN icon
25
Amgen
AMGN
$201B
$106M 0.3%
725,359
+49,543
+7% +$7.46M
1
2 3 4 5

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.