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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$370M 0.89%
1,878,732
+57,004
+3% +$11.3M
AAPL icon
2
Apple
AAPL
$4.72T
$281M 0.67%
11,137,880
-1,289,484
-10% -$31.6M
DRII
3
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$258M 0.62%
11,338,566
– –
GILD icon
4
Gilead Sciences
GILD
$162B
$197M 0.47%
1,848,134
-90,860
-5% -$8.9M
MSFT icon
5
Microsoft
MSFT
$2.83T
$189M 0.45%
4,074,559
-32,637
-0.8% -$1.46M
GOOG icon
6
Alphabet (Google) Class C
GOOG
$3.89T
$180M 0.43%
6,210,203
-19,233
-0.3% -$556K
CSC
7
DELISTED
Computer Sciences
CSC
$147M 0.35%
5,714,281
-813,726
-12% -$20.9M
THG icon
8
Hanover Insurance
THG
$7.49B
$142M 0.34%
2,309,738
-246,915
-10% -$15.3M
INTC icon
9
Intel
INTC
$504B
$142M 0.34%
4,070,213
-785,537
-16% -$26.6M
AMGN icon
10
Amgen
AMGN
$201B
$135M 0.32%
961,942
+176,863
+23% +$23.1M
QCOM icon
11
Qualcomm
QCOM
$180B
$131M 0.31%
1,752,275
-239,237
-12% -$18.3M
META icon
12
Meta Platforms (Facebook)
META
$1.54T
$130M 0.31%
1,648,431
-352,880
-18% -$25.9M
CSCO icon
13
Cisco
CSCO
$444B
$127M 0.3%
5,045,227
-59,798
-1% -$1.5M
VLO icon
14
Valero Energy
VLO
$90.6B
$121M 0.29%
2,616,268
+904,629
+53% +$45.6M
CVX icon
15
Chevron
CVX
$387B
$120M 0.29%
1,004,495
-22,204
-2% -$2.83M
B
16
Barrick Mining
B
$62.3B
$120M 0.29%
8,115,784
-61,644
-0.8% -$1.1M
EOG icon
17
EOG Resources
EOG
$77.5B
$119M 0.29%
1,203,637
+409,282
+52% +$44.5M
CELG
18
DELISTED
Celgene Corp
CELG
$119M 0.28%
1,254,029
+80,569
+7% +$7.27M
GDX icon
19
VanEck Gold Miners ETF
GDX
$22.9B
$109M 0.26%
5,110,550
– –
XOM icon
20
ExxonMobil
XOM
$650B
$104M 0.25%
1,110,387
+35,516
+3% +$3.54M
JNJ icon
21
Johnson & Johnson
JNJ
$624B
$103M 0.25%
966,860
+129,781
+16% +$13.5M
VRTX icon
22
Vertex Pharmaceuticals
VRTX
$120B
$103M 0.25%
915,627
+31,288
+4% +$2.98M
DIA icon
23
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$102M 0.24%
600,300
-2,000
-0.3% -$339K
PWR icon
24
Quanta Services
PWR
$98.1B
$102M 0.24%
2,797,687
-15,262
-0.5% -$543K
PG icon
25
Procter & Gamble
PG
$342B
$100M 0.24%
1,194,527
+209,339
+21% +$17.2M
1
2 3 4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.