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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
1
Microsoft
MSFT
$2.86T
$390M 3.29%
1,354,247
+124,948
+10% +$31.9M
AAPL icon
2
Apple
AAPL
$4.87T
$390M 3.28%
2,363,157
+224,984
+11% +$33.2M
NVDA icon
3
NVIDIA
NVDA
$5.07T
$190M 1.6%
6,823,750
+924,330
+16% +$20M
AMZN icon
4
Amazon
AMZN
$2.51T
$185M 1.56%
1,794,306
+220,060
+14% +$21.3M
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$3.94T
$136M 1.14%
1,306,489
+152,646
+13% +$14.6M
META icon
6
Meta Platforms (Facebook)
META
$1.55T
$114M 0.96%
539,163
+25,474
+5% +$4.34M
AVGO icon
7
Broadcom
AVGO
$1.83T
$112M 0.94%
1,741,380
+233,780
+16% +$14.1M
CSCO icon
8
Cisco
CSCO
$445B
$111M 0.93%
2,124,169
+151,707
+8% +$7.41M
TSLA icon
9
Tesla
TSLA
$1.23T
$107M 0.9%
514,748
+54,615
+12% +$9.53M
GOOG icon
10
Alphabet (Google) Class C
GOOG
$3.93T
$98.6M 0.83%
948,554
+100,291
+12% +$9.68M
MRK icon
11
Merck
MRK
$324B
$89.6M 0.75%
842,492
-88,587
-10% -$9.56M
CVX icon
12
Chevron
CVX
$388B
$83.3M 0.7%
510,832
-22,450
-4% -$3.76M
PEP icon
13
PepsiCo
PEP
$186B
$83M 0.7%
455,245
+20,178
+5% +$3.53M
QCOM icon
14
Qualcomm
QCOM
$178B
$82.3M 0.69%
644,818
+59,858
+10% +$7.44M
ABBV icon
15
AbbVie
ABBV
$458B
$74M 0.62%
464,164
-103,456
-18% -$15.8M
KO icon
16
Coca-Cola
KO
$353B
$71.3M 0.6%
1,149,028
-11,983
-1% -$726K
PLD icon
17
Prologis
PLD
$138B
$71.2M 0.6%
570,593
-18,442
-3% -$2.27M
CMCSA icon
18
Comcast
CMCSA
$79.8B
$67M 0.56%
1,767,678
+160,459
+10% +$6.07M
GILD icon
19
Gilead Sciences
GILD
$162B
$64M 0.54%
771,905
-31,537
-4% -$2.61M
AMGN icon
20
Amgen
AMGN
$203B
$63.9M 0.54%
264,526
+23,745
+10% +$5.83M
COST icon
21
Costco
COST
$413B
$61M 0.51%
122,817
+6,867
+6% +$3.37M
TXN icon
22
Texas Instruments
TXN
$254B
$59.7M 0.5%
320,987
+5,785
+2% +$1.02M
APD icon
23
Air Products & Chemicals
APD
$66.3B
$58.7M 0.49%
204,380
+20,200
+11% +$5.9M
LRCX icon
24
Lam Research
LRCX
$391B
$57.3M 0.48%
1,081,590
+91,150
+9% +$4.47M
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$57M 0.48%
139,189
-2,513
-2% -$1M
1
2 3 4 5

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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.