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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$1.09B 2.58%
8,966,858
+7,099,274
+380% +$859M
AAPL icon
2
Apple
AAPL
$4.72T
$413M 0.98%
9,763,472
+1,464,116
+18% +$61.2M
MSFT icon
3
Microsoft
MSFT
$2.83T
$307M 0.73%
3,587,833
+317,722
+10% +$26.1M
AMZN icon
4
Amazon
AMZN
$2.51T
$270M 0.64%
4,624,760
+219,920
+5% +$12.1M
META icon
5
Meta Platforms (Facebook)
META
$1.54T
$262M 0.62%
1,484,018
+92,358
+7% +$16.3M
CSCO icon
6
Cisco
CSCO
$444B
$192M 0.45%
5,000,309
-31,366
-0.6% -$1.12M
INTC icon
7
Intel
INTC
$504B
$177M 0.42%
3,843,106
-133,560
-3% -$5.83M
ABBV icon
8
AbbVie
ABBV
$454B
$168M 0.4%
1,737,156
+95,342
+6% +$8.99M
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$3.89T
$168M 0.4%
3,184,020
+279,320
+10% +$14.4M
GOOG icon
10
Alphabet (Google) Class C
GOOG
$3.89T
$162M 0.38%
3,103,620
+349,140
+13% +$17.8M
JNJ icon
11
Johnson & Johnson
JNJ
$624B
$152M 0.36%
1,088,957
+65,278
+6% +$9.09M
PYPL icon
12
PayPal
PYPL
$49.4B
$148M 0.35%
2,015,735
+50,002
+3% +$3.62M
AVGO icon
13
Broadcom
AVGO
$1.87T
$143M 0.34%
5,582,210
+63,630
+1% +$1.65M
CVX icon
14
Chevron
CVX
$387B
$141M 0.33%
1,122,549
+181,452
+19% +$21.5M
V icon
15
Visa
V
$669B
$138M 0.33%
1,213,651
+319,019
+36% +$35.2M
JPM icon
16
JPMorgan Chase
JPM
$930B
$136M 0.32%
1,274,545
-6,740
-0.5% -$682K
NVDA icon
17
NVIDIA
NVDA
$5.06T
$136M 0.32%
28,038,440
-5,311,040
-16% -$26.4M
AMGN icon
18
Amgen
AMGN
$201B
$128M 0.3%
734,266
+10,980
+2% +$1.94M
XOM icon
19
ExxonMobil
XOM
$650B
$126M 0.3%
1,508,724
+306,032
+25% +$25.3M
AMAT icon
20
Applied Materials
AMAT
$447B
$126M 0.3%
2,461,568
-691,443
-22% -$37.5M
UNH icon
21
UnitedHealth
UNH
$385B
$126M 0.3%
569,742
-62,062
-10% -$13.2M
VZ icon
22
Verizon
VZ
$183B
$124M 0.29%
2,340,338
+67,031
+3% +$3.3M
ADBE icon
23
Adobe
ADBE
$84.3B
$123M 0.29%
700,359
+105,208
+18% +$18.1M
IBM icon
24
IBM
IBM
$195B
$123M 0.29%
835,766
+22,842
+3% +$3.32M
BA icon
25
Boeing
BA
$165B
$122M 0.29%
414,600
+80,576
+24% +$21.8M
1
2 3 4 5

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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.