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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
1
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$746M 6.32%
19,103,000
– –
AAPL icon
2
Apple
AAPL
$4.72T
$182M 1.55%
4,625,964
-1,117,820
-19% -$54.2M
MSFT icon
3
Microsoft
MSFT
$2.83T
$181M 1.53%
1,779,859
-440,225
-20% -$47.2M
LQD icon
4
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$170M 1.44%
1,508,353
-52,159
-3% -$5.86M
AMZN icon
5
Amazon
AMZN
$2.51T
$167M 1.42%
2,225,240
-576,780
-21% -$48M
CSCO icon
6
Cisco
CSCO
$444B
$104M 0.88%
2,396,737
-333,388
-12% -$15.3M
XOP icon
7
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.45B
$91.3M 0.77%
860,750
– –
META icon
8
Meta Platforms (Facebook)
META
$1.54T
$89.1M 0.76%
680,025
-137,672
-17% -$19.9M
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$3.89T
$87M 0.74%
1,665,120
-350,240
-17% -$18.9M
PEP icon
10
PepsiCo
PEP
$184B
$74.6M 0.63%
675,511
-11,320
-2% -$1.28M
INTC icon
11
Intel
INTC
$504B
$73.2M 0.62%
1,559,786
-287,947
-16% -$13.5M
VZ icon
12
Verizon
VZ
$183B
$71.6M 0.61%
1,273,935
+90,098
+8% +$5.11M
GOOG icon
13
Alphabet (Google) Class C
GOOG
$3.89T
$70.6M 0.6%
1,363,940
-306,760
-18% -$16.4M
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$64.5M 0.55%
258,066
-3,880
-1% -$1.05M
PG icon
15
Procter & Gamble
PG
$342B
$61.4M 0.52%
668,226
+25,325
+4% +$2.26M
PFE icon
16
Pfizer
PFE
$143B
$61.3M 0.52%
1,479,117
-265,066
-15% -$11M
CVX icon
17
Chevron
CVX
$387B
$58.8M 0.5%
540,744
-41,853
-7% -$4.85M
AMGN icon
18
Amgen
AMGN
$201B
$58.3M 0.49%
299,336
-53,937
-15% -$10.5M
JNJ icon
19
Johnson & Johnson
JNJ
$624B
$55.9M 0.47%
433,033
-52,332
-11% -$7.3M
ABBV icon
20
AbbVie
ABBV
$454B
$54.7M 0.46%
593,872
-124,066
-17% -$10.9M
MRK icon
21
Merck
MRK
$322B
$52.3M 0.44%
717,813
+40,719
+6% +$2.87M
XOM icon
22
ExxonMobil
XOM
$650B
$51.3M 0.43%
751,902
+5,826
+0.8% +$457K
QQQ icon
23
Invesco QQQ Trust
QQQ
$460B
$50.8M 0.43%
329,417
-10,633
-3% -$1.78M
CMCSA icon
24
Comcast
CMCSA
$78.3B
$50.7M 0.43%
1,490,147
-22,468
-1% -$820K
IWM icon
25
iShares Russell 2000 ETF
IWM
$81.2B
$50.7M 0.43%
378,583
+5,988
+2% +$893K
1
2 3 4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.