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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.72T
$633M 3.3%
3,563,567
-28,956
-0.8% -$4.58M
MSFT icon
2
Microsoft
MSFT
$2.83T
$564M 2.94%
1,677,430
+23,134
+1% +$7.5M
PSTH
3
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$440M 2.3%
22,329,700
+329,700
+1% +$6.54M
AMZN icon
4
Amazon
AMZN
$2.51T
$360M 1.88%
2,162,000
+14,060
+0.7% +$2.41M
META icon
5
Meta Platforms (Facebook)
META
$1.54T
$258M 1.35%
767,687
+175,080
+30% +$58.1M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$137B
$250M 1.3%
2,189,587
+26,994
+1% +$3.09M
TSLA icon
7
Tesla
TSLA
$1.26T
$214M 1.12%
607,788
-85,542
-12% -$28.7M
NVDA icon
8
NVIDIA
NVDA
$5.06T
$213M 1.11%
7,253,480
-198,130
-3% -$5.45M
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$3.89T
$213M 1.11%
1,467,240
+4,760
+0.3% +$686K
GOOG icon
10
Alphabet (Google) Class C
GOOG
$3.89T
$178M 0.93%
1,231,500
+25,680
+2% +$3.71M
JPM icon
11
JPMorgan Chase
JPM
$930B
$172M 0.9%
1,089,083
+686,222
+170% +$113M
FIGS icon
12
FIGS
FIGS
$1.54B
$157M 0.82%
5,679,666
+5,264,244
+1,267% +$173M
CSCO icon
13
Cisco
CSCO
$444B
$154M 0.8%
2,434,614
+171,544
+8% +$9.8M
KAHC
14
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$149M 0.78%
15,274,598
– –
AVGO icon
15
Broadcom
AVGO
$1.87T
$142M 0.74%
2,133,810
+215,170
+11% +$12.1M
QCOM icon
16
Qualcomm
QCOM
$180B
$135M 0.71%
739,702
+103,428
+16% +$16.6M
BRK.B icon
17
Berkshire Hathaway Class B
BRK.B
$1.06T
$134M 0.7%
448,347
+354,847
+380% +$102M
PEP icon
18
PepsiCo
PEP
$184B
$111M 0.58%
638,989
+751
+0.1% +$123K
PLD icon
19
Prologis
PLD
$135B
$109M 0.57%
645,685
+59,467
+10% +$8.88M
ADBE icon
20
Adobe
ADBE
$84.3B
$108M 0.56%
190,345
+5,460
+3% +$3.41M
ABBV icon
21
AbbVie
ABBV
$454B
$108M 0.56%
796,249
+51,017
+7% +$6.03M
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$105M 0.55%
220,746
+42,079
+24% +$19.3M
INTC icon
23
Intel
INTC
$504B
$101M 0.53%
1,961,543
+158,091
+9% +$8.08M
IWM icon
24
iShares Russell 2000 ETF
IWM
$81.2B
$94.8M 0.49%
426,192
+116,863
+38% +$26.4M
AXP icon
25
American Express
AXP
$233B
$94.6M 0.49%
578,461
+528,228
+1,052% +$90.1M
1
2 3 4 5

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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.