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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$329M 1%
1,781,654
-631,024
-26% -$112M
AAPL icon
2
Apple
AAPL
$4.72T
$265M 0.81%
13,226,948
+309,596
+2% +$5.85M
GOOG icon
3
Alphabet (Google) Class C
GOOG
$3.88T
$208M 0.63%
7,444,078
+1,948,637
+35% +$49.3M
MSFT icon
4
Microsoft
MSFT
$2.83T
$182M 0.55%
4,859,898
+570,578
+13% +$20.7M
CSC
5
DELISTED
Computer Sciences
CSC
$165M 0.5%
7,019,341
+433,034
+7% +$9.6M
THG icon
6
Hanover Insurance
THG
$7.49B
$164M 0.5%
2,742,879
-155,688
-5% -$9.18M
B
7
Barrick Mining
B
$62.3B
$143M 0.44%
8,132,996
+1,386,990
+21% +$24.5M
RGA icon
8
Reinsurance Group of America
RGA
$15.3B
$141M 0.43%
1,822,639
+266,025
+17% +$19.4M
QCOM icon
9
Qualcomm
QCOM
$180B
$135M 0.41%
1,821,074
+687,006
+61% +$48.5M
GILD icon
10
Gilead Sciences
GILD
$162B
$122M 0.37%
1,617,928
-45,179
-3% -$3.15M
CELG
11
DELISTED
Celgene Corp
CELG
$121M 0.37%
1,437,974
+253,038
+21% +$20M
OI icon
12
O-I Glass
OI
$1.37B
$121M 0.37%
3,386,539
+58,827
+2% +$1.9M
CSCO icon
13
Cisco
CSCO
$444B
$120M 0.36%
5,346,535
+1,470,209
+38% +$32.5M
INTC icon
14
Intel
INTC
$504B
$117M 0.35%
4,493,481
+55,916
+1% +$1.35M
AMZN icon
15
Amazon
AMZN
$2.51T
$116M 0.35%
5,813,640
-96,780
-2% -$1.74M
CVX icon
16
Chevron
CVX
$387B
$113M 0.34%
903,920
+47,555
+6% +$5.75M
GDX icon
17
VanEck Gold Miners ETF
GDX
$22.9B
$108M 0.33%
5,110,550
+1,110,550
+28% +$25.7M
XOM icon
18
ExxonMobil
XOM
$650B
$104M 0.32%
1,030,899
-2,171
-0.2% -$201K
PWR icon
19
Quanta Services
PWR
$98.1B
$103M 0.31%
3,251,686
-179,759
-5% -$5.28M
CVA
20
DELISTED
Covanta Holding Corporation
CVA
$101M 0.31%
5,698,795
+1,744,305
+44% +$32.3M
BG icon
21
Bunge Global
BG
$23.7B
$101M 0.31%
1,226,684
+13,430
+1% +$1.08M
SPY icon
22
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$97.9M 0.3%
530,000
-240,000
-31% -$42.5M
CCJ icon
23
Cameco
CCJ
$38.9B
$97.6M 0.3%
4,699,949
+654,028
+16% +$12.7M
COP icon
24
ConocoPhillips
COP
$146B
$97.6M 0.3%
1,381,783
+247,146
+22% +$17.7M
WMT icon
25
Walmart Inc
WMT
$863B
$96.1M 0.29%
3,662,250
+389,151
+12% +$10M
1
2 3 4 5

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NMIFOAC
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.