Guggenheim Capital’s FalconStor Software Inc FALC Stock Holding History

Guggenheim Capital’s Portfolio FALC Stock Details FALC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-15,392	Closed	-$4K	–	2893
2017 Q2	$4K	Hold	15,392	–	–	﹤0.01%	2825
2017 Q1	$6K	Buy	+15,392	New	+$8.03K	﹤0.01%	2833
2014 Q3	–	Sell	-11,532	Closed	-$20K	–	3206
2014 Q2	$20K	Sell	11,532 -1,152	-9%	-$1.82K	﹤0.01%	3159
2014 Q1	$20K	Buy	+12,684	New	+$19.4K	﹤0.01%	3231

Other funds holding FALC

Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return

HIM

Herald Investment Management London, United Kingdom $737M AUM 158.15% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

CPA

Cowen Prime Advisors New York $290M AUM 57.8% 1-Year Est. Return

Guggenheim Capital's FALC Position: Q3 2017 in Review

Guggenheim Capital sold out of FalconStor Software Inc (FALC) in Q3 2017, closing a stake of 15,392 shares — an estimated $4K sold.

Guggenheim Capital first reported a position in FALC in Q1 2014 and held it in 4 quarters. The position peaked at $20K in Q2 2014. 7 funds tracked by Wall St. Rank hold FALC as of Q3 2017.

Guggenheim Capital reported no remaining FalconStor Software Inc position as of Q3 2017 after selling out during the quarter.
Guggenheim Capital sold 15,392 FalconStor Software Inc shares in Q3 2017, an estimated $4K.
Guggenheim Capital first reported a position in FalconStor Software Inc in Q1 2014 and held it in 4 quarters.
Guggenheim Capital's FalconStor Software Inc position peaked at $20K in Q2 2014.
7 funds tracked by Wall St. Rank held FalconStor Software Inc as of Q3 2017.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.