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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

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7 hedge funds and large institutions have $514K invested in FalconStor Software Inc in 2017 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 4 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% less funds holding

Funds holding: 28 → 7 (-21)

77% less capital invested

Capital invested by funds: $2.27M → $514K (-$1.75M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 20

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 4

Holders
7
Holders Change
-21
Holders Change %
-75%
% of All Funds
0.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
–
Reduced
4
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
NCM
Nantahala Capital Management
Connecticut
-$737K
2
Vanguard Group
Vanguard Group
Pennsylvania
-$359K
3
BlackRock
BlackRock
New York
-$247K
4
BCM
Bourgeon Capital Management
Connecticut
-$57K
5
GI
GAMCO Investors
Connecticut
-$43K
Name Holding Trade Value Shares
Change 		Change in
Stake
TA
1
Teton Advisors
New York
$173K -$13.8K -45,000 -6%
HIM
2
Herald Investment Management
United Kingdom
$98K – – –
GF
3
Gabelli Funds
New York
$84K -$12.3K -40,000 -11%
California Public Employees Retirement System
4
California Public Employees Retirement System
California
$67K – – –
GI
5
GAMCO Investors
Connecticut
$57K -$43K -140,000 -38%
CPA
6
Cowen Prime Advisors
New York
$35K -$6.26K -20,400 -13%
NCM
7
Nantahala Capital Management
Connecticut
– -$737K -2,841,368 Closed
Vanguard Group
8
Vanguard Group
Pennsylvania
– -$359K -1,382,941 Closed
BlackRock
9
BlackRock
New York
– -$247K -950,216 Closed
BCM
10
Bourgeon Capital Management
Connecticut
– -$57K -219,293 Closed
Geode Capital Management
11
Geode Capital Management
Massachusetts
– -$37K -143,545 Closed
First Manhattan
12
First Manhattan
New York
– -$36K -139,406 Closed
Northern Trust
13
Northern Trust
Illinois
– -$18K -70,044 Closed
UBS Group
14
UBS Group
Switzerland
– -$15K -55,260 Closed
TRCT
15
Tower Research Capital (TRC)
New York
– -$12K -46,516 Closed
Bank of New York Mellon
16
Bank of New York Mellon
New York
– -$12K -45,736 Closed
RJA
17
Raymond James & Associates
Florida
– -$8K -30,925 Closed
State Street
18
State Street
Massachusetts
– -$5K -21,196 Closed
Bank of America
19
Bank of America
North Carolina
– -$4K -15,750 Closed
GC
20
Guggenheim Capital
Illinois
– -$4K -15,392 Closed
Janus Henderson Group
21
Janus Henderson Group
United Kingdom
– -$3K -11,000 Closed
Goldman Sachs
22
Goldman Sachs
New York
– -$3K -10,900 Closed

FALC Hedge Fund Activity: Q3 2017 in Review

7 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q3 2017, worth a combined $514K — down 77% from $2.27M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FALC and 0 opened new positions — a net loss of 20 holders — while 4 trimmed existing stakes and 0 added.

The largest seller was Nantahala Capital Management, exiting entirely with an estimated $737K sold.

  • 7 institutional investors held FalconStor Software Inc (FALC) as of Q3 2017, down from 28 in Q2 2017.
  • Funds reported $514K of FalconStor Software Inc stock for Q3 2017, down 77% quarter-over-quarter.
  • 0 funds opened new FalconStor Software Inc positions in Q3 2017 and 20 closed out, a net change of -20 holders.
  • The largest FalconStor Software Inc seller in Q3 2017 was Nantahala Capital Management, an estimated $737K sold.

Based on aggregated 13F filings for Q3 2017.