NCM
FALC

Nantahala Capital Management’s FalconStor Software Inc FALC Stock Holding History

Nantahala Capital Management’s Portfolio FALC Stock Details FALC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-2,841,368
Closed -$737K – 72
2017
Q2 		$737K Hold
2,841,368
– – 0.06% 59
2017
Q1 		$1.13M Sell
2,841,368
-394,450
-12% -$206K 0.13% 52
2016
Q4 		$1.46M Sell
3,235,818
-156,500
-5% -$108K 0.15% 53
2016
Q3 		$3.53M Sell
3,392,318
-700
-0% -$732 0.43% 43
2016
Q2 		$3.56M Sell
3,393,018
-857,672
-20% -$1.09M 0.39% 44
2016
Q1 		$5.7M Sell
4,250,690
-419,395
-9% -$668K 0.59% 38
2015
Q4 		$8.78M Buy
4,670,085
+899,042
+24% +$1.74M 1.15% 29
2015
Q3 		$7.5M Buy
3,771,043
+8,800
+0.2% +$14.8K 1.02% 32
2015
Q2 		$5.98M Buy
3,762,243
+437,191
+13% +$661K 0.88% 40
2015
Q1 		$5.15M Sell
3,325,052
-29,284
-0.9% -$42.7K 0.86% 36
2014
Q4 		$4.5M Buy
3,354,336
+133,850
+4% +$155K 0.63% 46
2014
Q3 		$3.7M Buy
3,220,486
+288,122
+10% +$405K 0.45% 65
2014
Q2 		$4.99M Buy
2,932,364
+287,067
+11% +$453K 0.73% 52
2014
Q1 		$4.18M Buy
2,645,297
+133,958
+5% +$205K 0.67% 55
2013
Q4 		$3.39M Buy
2,511,339
+1,018,566
+68% +$1.43M 0.55% 49
2013
Q3 		$1.97M Buy
+1,492,773
New +$1.61M 0.44% 60

Other funds holding FALC

TA
Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return
HIM
Herald Investment Management London, United Kingdom $737M AUM 158.15% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
California Public Employees Retirement System
California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
CPA
Cowen Prime Advisors New York $290M AUM 57.8% 1-Year Est. Return

Nantahala Capital Management's FALC Position: Q3 2017 in Review

Nantahala Capital Management sold out of FalconStor Software Inc (FALC) in Q3 2017, closing a stake of 2,841,368 shares — an estimated $737K sold.

Nantahala Capital Management first reported a position in FALC in Q3 2013 and held it in 16 quarters. The position peaked at $8.78M in Q4 2015. 7 funds tracked by Wall St. Rank hold FALC as of Q3 2017.

  • Nantahala Capital Management reported no remaining FalconStor Software Inc position as of Q3 2017 after selling out during the quarter.
  • Nantahala Capital Management sold 2,841,368 FalconStor Software Inc shares in Q3 2017, an estimated $737K.
  • Nantahala Capital Management first reported a position in FalconStor Software Inc in Q3 2013 and held it in 16 quarters.
  • Nantahala Capital Management's FalconStor Software Inc position peaked at $8.78M in Q4 2015.
  • 7 funds tracked by Wall St. Rank held FalconStor Software Inc as of Q3 2017.

Based on Nantahala Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.