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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

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35 hedge funds and large institutions have $28.1M invested in FalconStor Software Inc in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

37% more capital invested

Capital invested by funds: $20.5M → $28.1M (+$7.6M)

6% more funds holding

Funds holding: 33 → 35 (+2)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

0% more call options, than puts

Call options by funds: $2K | Put options by funds: $2K

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
8
Closed
4
Calls
$2K
Puts
$2K
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
+$1.98M
2
BCA
Benchmark Capital Advisors
New York
+$94K
3
VKH
Virtu KCG Holdings
New York
+$59.5K
4
PCM
Potomac Capital Management
New York
+$37.3K
5
Citadel Advisors
Citadel Advisors
Florida
+$32.9K

Top Sellers

Rank Fund Capital Flow
1
BCM
Bourgeon Capital Management
Connecticut
-$416K
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$134K
3
GF
Gabelli Funds
New York
-$75.6K
4
Goldman Sachs
Goldman Sachs
New York
-$19K
5
TH
Timber Hill
Connecticut
-$19K
Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$7.5M +$14.8K +8,800 +0.2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.56M +$26.2K +15,624 +1%
Stifel Financial
3
Stifel Financial
Missouri
$2.35M +$1.98M +1,180,000 New
BCM
4
Bourgeon Capital Management
Connecticut
$2.13M -$416K -247,564 -19%
BIT
5
BlackRock Institutional Trust
California
$2.04M – – –
TA
6
Teton Advisors
New York
$1.59M – – –
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$1.39M – – –
PCM
8
Potomac Capital Management
New York
$1.35M +$37.3K +22,238 +3%
GI
9
GAMCO Investors
Connecticut
$1.11M -$8.4K -5,000 -0.9%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$1.06M -$134K -79,929 -13%
GF
11
Gabelli Funds
New York
$945K -$75.6K -45,000 -9%
BCA
12
Benchmark Capital Advisors
New York
$860K +$94K +56,000 +15%
HIM
13
Herald Investment Management
United Kingdom
$588K +$504K +300,000 New
California Public Employees Retirement System
14
California Public Employees Retirement System
California
$539K – – –
CPA
15
Cowen Prime Advisors
New York
$330K – – –
Geode Capital Management
16
Geode Capital Management
Massachusetts
$296K +$568 +338 +0.2%
BCM
17
Bridgeway Capital Management
Texas
$269K – – –
BFA
18
BlackRock Fund Advisors
California
$202K -$4.5K -2,682 -3%
First Manhattan
19
First Manhattan
New York
$199K – – –
IAM
20
Iridian Asset Management
Connecticut
$195K -$13.3K -7,930 -7%
Northern Trust
21
Northern Trust
Illinois
$133K +$2.5K +1,487 +2%
SIM
22
Spark Investment Management
New York
$121K +$23K +13,700 +28%
VKH
23
Virtu KCG Holdings
New York
$93K +$59.5K +35,422 +311%
State Street
24
State Street
Massachusetts
$42K – – –
Citadel Advisors
25
Citadel Advisors
Florida
$39K +$32.9K +19,597 New
1
2

FALC Hedge Fund Activity: Q3 2015 in Review

35 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q3 2015, worth a combined $28.1M — up 37% from $20.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FALC positions and 4 closed out — a net gain of 2 holders — while 8 added to existing stakes and 8 trimmed.

The largest buyer was Stifel Financial, opening a new position worth an estimated $1.98M. The largest seller was Bourgeon Capital Management, cutting an estimated $416K.

  • 35 institutional investors held FalconStor Software Inc (FALC) as of Q3 2015, up from 33 in Q2 2015.
  • Funds reported $28.1M of FalconStor Software Inc stock for Q3 2015, up 37% quarter-over-quarter.
  • 6 funds opened new FalconStor Software Inc positions in Q3 2015 and 4 closed out, a net change of +2 holders.
  • The largest FalconStor Software Inc buyer in Q3 2015 was Stifel Financial, an estimated $1.98M added.
  • The largest FalconStor Software Inc seller in Q3 2015 was Bourgeon Capital Management, an estimated $416K sold.

Based on aggregated 13F filings for Q3 2015.