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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

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38 hedge funds and large institutions have $16.2M invested in FalconStor Software Inc in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $16.8M → $16.2M (-$622K)

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

32% less funds holding

Funds holding: 56 → 38 (-18)

85% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 20

Holders
38
Holders Change
-18
Holders Change %
-32.14%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
15
Closed
20
Calls
$3K
Puts
–
Net Calls
+$3K
Net Calls Change
+$3K

Top Buyers

Rank Fund Capital Flow
1
NCM
Nantahala Capital Management
Connecticut
+$1.61M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$137K
3
BIT
BlackRock Institutional Trust
California
+$73.2K
4
Citadel Advisors
Citadel Advisors
Florida
+$60.3K
5
BCA
Benchmark Capital Advisors
New York
+$59.3K

Top Sellers

Rank Fund Capital Flow
1
BCM
Bourgeon Capital Management
Connecticut
-$298K
2
Northern Trust
Northern Trust
Illinois
-$267K
3
Luther King Capital Management (LKCM)
Luther King Capital Management (LKCM)
Texas
-$230K
4
RJA
Raymond James & Associates
Florida
-$228K
5
PP
Paloma Partners
Connecticut
-$187K
Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$1.97M +$1.61M +1,492,773 New
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.74M +$137K +127,225 +11%
BCM
3
Bourgeon Capital Management
Connecticut
$1.67M -$298K -276,656 -18%
PTC
4
Peak Ten Capital
New York
$1.22M +$47.4K +43,984 +5%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$1.18M -$9.97K -9,248 -1%
BIT
6
BlackRock Institutional Trust
California
$1.09M +$73.2K +67,881 +9%
TA
7
Teton Advisors
New York
$1.06M -$16.2K -15,000 -2%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$800K +$21.5K +19,941 +3%
BCM
9
Brightfield Capital Management
New York
$720K – – –
GI
10
GAMCO Investors
Connecticut
$715K -$16.2K -15,000 -3%
GF
11
Gabelli Funds
New York
$680K +$27K +25,000 +5%
IAM
12
Iridian Asset Management
Connecticut
$399K +$17.4K +16,110 +6%
BCA
13
Benchmark Capital Advisors
New York
$393K +$59.3K +55,000 +23%
California Public Employees Retirement System
14
California Public Employees Retirement System
California
$360K – – –
BCM
15
Bridgeway Capital Management
Texas
$307K – – –
HIM
16
Herald Investment Management
United Kingdom
$288K – – –
Jacobs Levy Equity Management
17
Jacobs Levy Equity Management
New Jersey
$234K +$22.1K +20,500 +13%
CPA
18
Cowen Prime Advisors
New York
$221K +$4.11K +3,814 +2%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$193K -$46 -43 -0%
Goldman Sachs
20
Goldman Sachs
New York
$172K -$14.5K -13,448 -9%
MC
21
Menta Capital
California
$145K -$60K -55,633 -34%
First Manhattan
22
First Manhattan
New York
$144K – – –
Northern Trust
23
Northern Trust
Illinois
$108K -$267K -247,976 -75%
BFA
24
BlackRock Fund Advisors
California
$105K +$6.76K +6,264 +9%
Citadel Advisors
25
Citadel Advisors
Florida
$74K +$60.3K +55,866 New
1
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FALC Hedge Fund Activity: Q3 2013 in Review

38 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q3 2013, worth a combined $16.2M — down 3.7% from $16.8M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FALC and 3 opened new positions — a net loss of 17 holders — while 15 trimmed existing stakes and 11 added.

The largest buyer was Nantahala Capital Management, opening a new position worth an estimated $1.61M. The largest seller was Bourgeon Capital Management, cutting an estimated $298K.

  • 38 institutional investors held FalconStor Software Inc (FALC) as of Q3 2013, down from 56 in Q2 2013.
  • Funds reported $16.2M of FalconStor Software Inc stock for Q3 2013, down 3.7% quarter-over-quarter.
  • 3 funds opened new FalconStor Software Inc positions in Q3 2013 and 20 closed out, a net change of -17 holders.
  • The largest FalconStor Software Inc buyer in Q3 2013 was Nantahala Capital Management, an estimated $1.61M added.
  • The largest FalconStor Software Inc seller in Q3 2013 was Bourgeon Capital Management, an estimated $298K sold.

Based on aggregated 13F filings for Q3 2013.