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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

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38 hedge funds and large institutions have $20.7M invested in FalconStor Software Inc in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

18% more capital invested

Capital invested by funds: $17.5M → $20.7M (+$3.19M)

3% less funds holding

Funds holding: 39 → 38 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NCM
Nantahala Capital Management
Connecticut
+$205K
2
Bank of New York Mellon
Bank of New York Mellon
New York
+$187K
3
BCM
Bourgeon Capital Management
Connecticut
+$94.6K
4
BIT
BlackRock Institutional Trust
California
+$85K
5
GI
GAMCO Investors
Connecticut
+$76.4K

Top Sellers

Rank Fund Capital Flow
1
BCM
Brightfield Capital Management
New York
-$236K
2
IAM
Iridian Asset Management
Connecticut
-$171K
3
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
-$96.4K
4
VKH
Virtu KCG Holdings
New York
-$56K
5
Vanguard Group
Vanguard Group
Pennsylvania
-$22.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$4.18M +$205K +133,958 +5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.93M -$22.5K -14,720 -1%
BCM
3
Bourgeon Capital Management
Connecticut
$1.92M +$94.6K +61,890 +5%
BIT
4
BlackRock Institutional Trust
California
$1.6M +$85K +55,617 +6%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$1.39M -$11K -7,200 -0.8%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$1.34M +$187K +122,280 +17%
TA
7
Teton Advisors
New York
$1.34M +$38.2K +25,000 +3%
GI
8
GAMCO Investors
Connecticut
$983K +$76.4K +50,000 +9%
BCM
9
Brightfield Capital Management
New York
$848K -$236K -154,429 -22%
GF
10
Gabelli Funds
New York
$830K – – –
PCM
11
Potomac Capital Management
New York
$782K – – –
BCA
12
Benchmark Capital Advisors
New York
$525K +$36.1K +23,622 +8%
HIM
13
Herald Investment Management
United Kingdom
$489K – – –
California Public Employees Retirement System
14
California Public Employees Retirement System
California
$411K – – –
IAM
15
Iridian Asset Management
Connecticut
$370K -$171K -112,130 -32%
Jacobs Levy Equity Management
16
Jacobs Levy Equity Management
New Jersey
$313K -$96.4K -63,100 -24%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$232K +$775 +507 +0.3%
CPA
18
Cowen Prime Advisors
New York
$225K +$4.58K +3,000 +2%
First Manhattan
19
First Manhattan
New York
$167K – – –
BCM
20
Bridgeway Capital Management
Texas
$158K – – –
BFA
21
BlackRock Fund Advisors
California
$150K +$17.6K +11,484 +14%
Northern Trust
22
Northern Trust
Illinois
$135K +$4.96K +3,248 +4%
MC
23
Menta Capital
California
$111K – – –
SIM
24
Spark Investment Management
New York
$41K – – –
RCM
25
Rotella Capital Management
Washington
$40K +$38.5K +25,179 New
1
2

FALC Hedge Fund Activity: Q1 2014 in Review

38 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q1 2014, worth a combined $20.7M — up 18% from $17.5M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FALC and 3 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 13 added.

The largest buyer was Nantahala Capital Management, adding an estimated $205K. The largest seller was Brightfield Capital Management, cutting an estimated $236K.

  • 38 institutional investors held FalconStor Software Inc (FALC) as of Q1 2014, down from 39 in Q4 2013.
  • Funds reported $20.7M of FalconStor Software Inc stock for Q1 2014, up 18% quarter-over-quarter.
  • 3 funds opened new FalconStor Software Inc positions in Q1 2014 and 4 closed out, a net change of -1 holder.
  • The largest FalconStor Software Inc buyer in Q1 2014 was Nantahala Capital Management, an estimated $205K added.
  • The largest FalconStor Software Inc seller in Q1 2014 was Brightfield Capital Management, an estimated $236K sold.

Based on aggregated 13F filings for Q1 2014.