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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

28 hedge funds and large institutions have $3.55M invested in FalconStor Software Inc in 2017 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

13% less funds holding

Funds holding: 3228 (-4)

23% less capital invested

Capital invested by funds: $4.62M → $3.55M (-$1.07M)

50% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 12

Holders
28
Holders Change
-4
Holders Change %
-12.5%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$1.13M -$206K -394,450 -12%
Vanguard Group
2
Vanguard Group
Pennsylvania
$572K
BlackRock
3
BlackRock
New York
$449K +$589K +1,130,279 New
TA
4
Teton Advisors
New York
$296K -$28.7K -55,000 -7%
GI
5
GAMCO Investors
Connecticut
$189K -$10.4K -20,000 -4%
GF
6
Gabelli Funds
New York
$163K -$10.4K -20,000 -5%
BCM
7
Bourgeon Capital Management
Connecticut
$157K -$127K -242,710 -38%
HIM
8
Herald Investment Management
United Kingdom
$155K
California Public Employees Retirement System
9
California Public Employees Retirement System
California
$108K
CPA
10
Cowen Prime Advisors
New York
$65K -$3.8K -7,287 -4%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$60K +$529 +1,014 +0.7%
First Manhattan
12
First Manhattan
New York
$55K -$2.09K -4,000 -3%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$36K -$218K -417,733 -82%
Northern Trust
14
Northern Trust
Illinois
$28K -$68 -130 -0.2%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$21K +$4.21K +8,063 +18%
UBS Group
16
UBS Group
Switzerland
$16K +$16.6K +31,875 +349%
VKH
17
Virtu KCG Holdings
New York
$14K +$10.7K +20,577 +136%
RJA
18
Raymond James & Associates
Florida
$12K -$9.97K -19,110 -38%
State Street
19
State Street
Massachusetts
$8K
Bank of America
20
Bank of America
North Carolina
$6K
GC
21
Guggenheim Capital
Illinois
$6K +$8.03K +15,392 New
PIM
22
Perkins Investment Management
Illinois
$4K
Morgan Stanley
23
Morgan Stanley
New York
$1K -$15 -29 -2%
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K
BCA
25
Benchmark Capital Advisors
New York
-$89K -198,000 Closed

FALC Hedge Fund Activity: Q1 2017 in Review

28 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q1 2017, worth a combined $3.55M — down 23% from $4.62M a quarter earlier.

Fund positioning in FALC was balanced in Q1 2017: 2 funds opened new positions, 2 closed out, 6 added to existing stakes and 12 trimmed.

The largest buyer was BlackRock, opening a new position worth an estimated $589K. The largest seller was Dimensional Fund Advisors, cutting an estimated $218K.

  • 28 institutional investors held FalconStor Software Inc (FALC) as of Q1 2017, down from 32 in Q4 2016.
  • Funds reported $3.55M of FalconStor Software Inc stock for Q1 2017, down 23% quarter-over-quarter.
  • 2 funds opened new FalconStor Software Inc positions in Q1 2017 and 2 closed out, a net change of 0 holders.
  • The largest FalconStor Software Inc buyer in Q1 2017 was BlackRock, an estimated $589K added.
  • The largest FalconStor Software Inc seller in Q1 2017 was Dimensional Fund Advisors, an estimated $218K sold.

Based on aggregated 13F filings for Q1 2017.