UBS Group
FALC

UBS Group’s FalconStor Software Inc FALC Stock Holding History

UBS Group’s Portfolio FALC Stock Details FALC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-55,260
Closed -$15K – 8285
2017
Q2 		$15K Buy
55,260
+14,260
+35% +$4.34K ﹤0.01% 6525
2017
Q1 		$16K Buy
41,000
+31,875
+349% +$16.6K ﹤0.01% 6340
2016
Q4 		$4K Buy
9,125
+8,022
+727% +$5.55K ﹤0.01% 7371
2016
Q3 		$1K Buy
1,103
+103
+10% +$108 ﹤0.01% 7583
2016
Q2 		$1K Buy
1,000
+777
+348% +$989 ﹤0.01% 7628
2016
Q1 		$0 Sell
223
-906
-80% -$1.44K ﹤0.01% 8580
2015
Q4 		$2K Sell
1,129
-3,128
-73% -$6.05K ﹤0.01% 8079
2015
Q3 		$8K Buy
+4,257
New +$7.15K ﹤0.01% 7451
2015
Q2 		– Sell
-2,951
Closed -$5K – 9109
2015
Q1 		$5K Buy
+2,951
New +$4.3K ﹤0.01% 8151

Other funds holding FALC

TA
Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return
HIM
Herald Investment Management London, United Kingdom $718M AUM 91.16% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
California Public Employees Retirement System
California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
CPA
Cowen Prime Advisors New York $290M AUM 57.8% 1-Year Est. Return

UBS Group's FALC Position: Q3 2017 in Review

UBS Group sold out of FalconStor Software Inc (FALC) in Q3 2017, closing a stake of 55,260 shares — an estimated $15K sold.

UBS Group first reported a position in FALC in Q1 2015 and held it in 9 quarters. The position peaked at $16K in Q1 2017. 7 funds tracked by Wall St. Rank hold FALC as of Q3 2017.

  • UBS Group reported no remaining FalconStor Software Inc position as of Q3 2017 after selling out during the quarter.
  • UBS Group sold 55,260 FalconStor Software Inc shares in Q3 2017, an estimated $15K.
  • UBS Group first reported a position in FalconStor Software Inc in Q1 2015 and held it in 9 quarters.
  • UBS Group's FalconStor Software Inc position peaked at $16K in Q1 2017.
  • 7 funds tracked by Wall St. Rank held FalconStor Software Inc as of Q3 2017.

Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.