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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

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34 hedge funds and large institutions have $23.5M invested in FalconStor Software Inc in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

3% less funds holding

Funds holding: 35 → 34 (-1)

16% less capital invested

Capital invested by funds: $28.1M → $23.5M (-$4.62M)

Holders
34
Holders Change
-1
Holders Change %
-2.86%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
7
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NCM
Nantahala Capital Management
Connecticut
+$1.74M
2
BCM
Bridgeway Capital Management
Texas
+$212K
3
Vanguard Group
Vanguard Group
Pennsylvania
+$51.8K
4
First Manhattan
First Manhattan
New York
+$32.6K
5
RCM
Rotella Capital Management
Washington
+$29.1K

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$2.35M
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$923K
3
BCM
Bourgeon Capital Management
Connecticut
-$324K
4
IAM
Iridian Asset Management
Connecticut
-$195K
5
VKH
Virtu KCG Holdings
New York
-$93K
Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$8.78M +$1.74M +899,042 +24%
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.47M +$51.8K +26,770 +2%
BIT
3
BlackRock Institutional Trust
California
$1.9M -$29.6K -15,283 -1%
BCM
4
Bourgeon Capital Management
Connecticut
$1.7M -$324K -167,643 -16%
TA
5
Teton Advisors
New York
$1.5M – – –
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$1.28M -$32K -16,525 -2%
GI
7
GAMCO Investors
Connecticut
$1.05M – – –
GF
8
Gabelli Funds
New York
$893K – – –
BCA
9
Benchmark Capital Advisors
New York
$812K – – –
HIM
10
Herald Investment Management
United Kingdom
$558K – – –
California Public Employees Retirement System
11
California Public Employees Retirement System
California
$509K – – –
BCM
12
Bridgeway Capital Management
Texas
$460K +$212K +109,600 +81%
CPA
13
Cowen Prime Advisors
New York
$311K – – –
Geode Capital Management
14
Geode Capital Management
Massachusetts
$280K +$654 +338 +0.2%
First Manhattan
15
First Manhattan
New York
$220K +$32.6K +16,854 +17%
BFA
16
BlackRock Fund Advisors
California
$198K +$7.78K +4,022 +4%
Northern Trust
17
Northern Trust
Illinois
$126K – – –
Bank of New York Mellon
18
Bank of New York Mellon
New York
$107K -$923K -477,215 -89%
SIM
19
Spark Investment Management
New York
$98K -$18.6K -9,600 -15%
State Street
20
State Street
Massachusetts
$41K – – –
Bank of America
21
Bank of America
North Carolina
$30K – – –
RCM
22
Rotella Capital Management
Washington
$28K +$29.1K +15,047 New
BA
23
BlackRock Advisors
Delaware
$24K – – –
Goldman Sachs
24
Goldman Sachs
New York
$24K +$24.8K +12,824 New
Morgan Stanley
25
Morgan Stanley
New York
$16K -$13.5K -7,000 -46%
1
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FALC Hedge Fund Activity: Q4 2015 in Review

34 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q4 2015, worth a combined $23.5M — down 16% from $28.1M a quarter earlier.

Fund positioning in FALC was balanced in Q4 2015: 6 funds opened new positions, 6 closed out, 7 added to existing stakes and 7 trimmed.

The largest buyer was Nantahala Capital Management, adding an estimated $1.74M. The largest seller was Stifel Financial, exiting entirely with an estimated $2.35M sold.

  • 34 institutional investors held FalconStor Software Inc (FALC) as of Q4 2015, down from 35 in Q3 2015.
  • Funds reported $23.5M of FalconStor Software Inc stock for Q4 2015, down 16% quarter-over-quarter.
  • 6 funds opened new FalconStor Software Inc positions in Q4 2015 and 6 closed out, a net change of 0 holders.
  • The largest FalconStor Software Inc buyer in Q4 2015 was Nantahala Capital Management, an estimated $1.74M added.
  • The largest FalconStor Software Inc seller in Q4 2015 was Stifel Financial, an estimated $2.35M sold.

Based on aggregated 13F filings for Q4 2015.